We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAR
1901
DELISTED
Harman International Industries
HAR
$177K ﹤0.01%
1,753
+218
+14% +$21K
TCF
1902
DELISTED
TCF Financial Corporation
TCF
$177K ﹤0.01%
9,055
+992
+12% +$16.3K
BIO icon
1903
Bio-Rad Laboratories Class A
BIO
$9.66B
$176K ﹤0.01%
1,020
+65
+7% +$11.1K
CSWC icon
1904
Capital Southwest
CSWC
$1.61B
$176K ﹤0.01%
10,900
– –
GDL
1905
GDL Fund
GDL
$91.9M
$176K ﹤0.01%
17,840
+10,197
+133% +$99.8K
NXN
1906
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$176K ﹤0.01%
13,285
– –
OHAI
1907
DELISTED
OHA Investment Corporation
OHAI
$176K ﹤0.01%
101,582
+1,428
+1% +$3.71K
CDW icon
1908
CDW
CDW
$17.8B
$175K ﹤0.01%
3,543
-154
-4% -$7.51K
GSBD icon
1909
Goldman Sachs BDC
GSBD
$1.12B
$175K ﹤0.01%
7,429
+2,996
+68% +$67.1K
SBAC icon
1910
SBA Communications
SBAC
$19.8B
$175K ﹤0.01%
1,676
+211
+14% +$22.2K
VIOV icon
1911
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$175K ﹤0.01%
2,920
-314
-10% -$17.7K
HYLD
1912
DELISTED
High Yield ETF
HYLD
$175K ﹤0.01%
4,951
-362
-7% -$12.7K
STON
1913
DELISTED
StoneMor Inc.
STON
$175K ﹤0.01%
19,103
+1,713
+10% +$24.1K
AOD
1914
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$174K ﹤0.01%
22,683
-447
-2% -$3.33K
DB icon
1915
Deutsche Bank
DB
$72.1B
$174K ﹤0.01%
10,861
+6,159
+131% +$86.8K
JHS
1916
John Hancock Income Securities Trust
JHS
$128M
$174K ﹤0.01%
12,401
-5
-0% -$70
NOK icon
1917
Nokia
NOK
$59B
$174K ﹤0.01%
36,245
+629
+2% +$2.96K
CEM
1918
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$174K ﹤0.01%
2,252
+66
+3% +$5.11K
NKSH icon
1919
National Bankshares
NKSH
$272M
$173K ﹤0.01%
4,573
-757
-14% -$28.6K
JCP
1920
DELISTED
J.C. Penney Company, Inc.
JCP
$173K ﹤0.01%
20,674
+5,527
+36% +$49.9K
JPIH
1921
DELISTED
JPMorgan Diversified Return International Currency Hedged ETF
JPIH
$173K ﹤0.01%
+6,585
New +$176K
CLMS
1922
DELISTED
Calamos Asset Management, Inc.
CLMS
$173K ﹤0.01%
20,289
-9,489
-32% -$65.8K
PBR icon
1923
Petrobras
PBR
$115B
$172K ﹤0.01%
17,172
-215
-1% -$2.3K
SFL icon
1924
SFL Corp
SFL
$1.61B
$172K ﹤0.01%
11,603
+729
+7% +$10.2K
CDK
1925
DELISTED
CDK Global, Inc.
CDK
$172K ﹤0.01%
2,884
-208
-7% -$11.9K
75 76
77
78 79

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.