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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTMF icon
1901
WisdomTree Managed Futures Strategy Fund
WTMF
$250M
$161K ﹤0.01%
3,828
+2,348
+159% +$98K
NXR
1902
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$161K ﹤0.01%
10,415
– –
CSWC icon
1903
Capital Southwest
CSWC
$1.61B
$160K ﹤0.01%
10,900
– –
ETO
1904
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$527M
$160K ﹤0.01%
7,382
+25
+0.3% +$555
KIM icon
1905
Kimco Realty
KIM
$16.4B
$160K ﹤0.01%
5,521
+2
+0% +$61
VIV icon
1906
Telefônica Brasil
VIV
$18.5B
$160K ﹤0.01%
11,023
+1,487
+16% +$21.6K
DWAS icon
1907
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$449M
$159K ﹤0.01%
4,135
-2,447
-37% -$91.6K
EOS
1908
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
$159K ﹤0.01%
11,509
+940
+9% +$12.6K
TEF
1909
DELISTED
Telefonica
TEF
$159K ﹤0.01%
20,252
-366
-2% -$2.83K
AEG icon
1910
Aegon
AEG
$13.9B
$158K ﹤0.01%
53,300
-3,270
-6% -$9.75K
DWX icon
1911
State Street SPDR S&P International Dividend ETF
DWX
$529M
$158K ﹤0.01%
4,292
+290
+7% +$10.6K
VAR
1912
DELISTED
Varian Medical Systems, Inc.
VAR
$158K ﹤0.01%
1,812
+727
+67% +$59.3K
PHT
1913
DELISTED
Pioneer High Income Fund
PHT
$157K ﹤0.01%
14,891
+3,385
+29% +$35.1K
SILC icon
1914
Silicom
SILC
$268M
$157K ﹤0.01%
3,800
– –
VIOG icon
1915
Vanguard S&P Small-Cap 600 Growth ETF
VIOG
$1.13B
$157K ﹤0.01%
2,658
+140
+6% +$8.09K
SBW
1916
DELISTED
Western Asset Worldwide Income
SBW
$157K ﹤0.01%
13,474
+354
+3% +$4.08K
ACAS
1917
DELISTED
American Capital Ltd
ACAS
$157K ﹤0.01%
9,332
+247
+3% +$4.09K
BIO icon
1918
Bio-Rad Laboratories Class A
BIO
$9.68B
$156K ﹤0.01%
955
+502
+111% +$76.2K
NAVI icon
1919
Navient
NAVI
$867M
$156K ﹤0.01%
10,777
+1,035
+11% +$14.4K
PEJ icon
1920
Invesco Leisure and Entertainment ETF
PEJ
$315M
$156K ﹤0.01%
4,397
+4,058
+1,197% +$142K
SNCR
1921
DELISTED
Synchronoss Technologies
SNCR
$156K ﹤0.01%
419
+58
+16% +$20.5K
ULTI
1922
DELISTED
Ultimate Software Group Inc
ULTI
$156K ﹤0.01%
769
– –
AGCO icon
1923
AGCO
AGCO
$7.11B
$155K ﹤0.01%
3,141
+16
+0.5% +$768
CRVS icon
1924
Corvus Pharmaceuticals
CRVS
$1.27B
$155K ﹤0.01%
+9,450
New +$136K
IFN
1925
Aberdeen India Fund
IFN
$509M
$155K ﹤0.01%
6,248
+1,613
+35% +$40.7K
75 76
77
78 79

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.