We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTD
1901
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$905M
$111K ﹤0.01%
5,642
-355
-6% -$7.08K
RNR icon
1902
RenaissanceRe
RNR
$13.2B
$111K ﹤0.01%
1,051
-69
-6% -$7.24K
ZBRA icon
1903
Zebra Technologies
ZBRA
$17.9B
$111K ﹤0.01%
1,448
+587
+68% +$55.4K
LL
1904
DELISTED
LL Flooring Holdings, Inc.
LL
$111K ﹤0.01%
8,450
+2,400
+40% +$39.4K
SGEN
1905
DELISTED
Seagen Inc. Common Stock
SGEN
$111K ﹤0.01%
2,882
+182
+7% +$8.19K
GHYG icon
1906
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$110K ﹤0.01%
2,349
+1,146
+95% +$55.3K
GME icon
1907
GameStop
GME
$8.33B
$110K ﹤0.01%
10,772
-14,492
-57% -$161K
PIE icon
1908
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$110K ﹤0.01%
7,004
-2,252
-24% -$37.3K
TCP
1909
DELISTED
TC Pipelines LP
TCP
$110K ﹤0.01%
2,320
– –
CSC
1910
DELISTED
Computer Sciences
CSC
$110K ﹤0.01%
4,248
+1,870
+79% +$50.5K
CSL icon
1911
Carlisle Companies
CSL
$15.2B
$109K ﹤0.01%
1,235
+177
+17% +$17.7K
CWI icon
1912
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.88B
$109K ﹤0.01%
5,390
+177
+3% +$3.86K
IOO icon
1913
iShares Global 100 ETF
IOO
$9.46B
$109K ﹤0.01%
3,158
-3,714
-54% -$136K
PCRX icon
1914
Pacira BioSciences
PCRX
$924M
$109K ﹤0.01%
2,665
+118
+5% +$7.23K
UNFI icon
1915
United Natural Foods
UNFI
$2.9B
$109K ﹤0.01%
2,257
+257
+13% +$13.2K
BBVA icon
1916
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$108K ﹤0.01%
13,484
-859
-6% -$7.76K
EGP icon
1917
EastGroup Properties
EGP
$10.9B
$108K ﹤0.01%
2,000
+1,765
+751% +$99.6K
NLR icon
1918
VanEck Uranium + Nuclear Energy ETF
NLR
$4.2B
$108K ﹤0.01%
2,314
-56,027
-96% -$2.7M
NTAP icon
1919
NetApp
NTAP
$40.2B
$108K ﹤0.01%
3,610
+103
+3% +$3.18K
THQ
1920
abrdn Healthcare Opportunities Fund
THQ
$810M
$108K ﹤0.01%
6,601
-1,463
-18% -$28K
CLGX
1921
DELISTED
Corelogic, Inc.
CLGX
$108K ﹤0.01%
2,897
+4
+0.1% +$155
IEIS
1922
DELISTED
ISHARES ENHANCED INTERNATIONAL SMALL-CAP ETF
IEIS
$108K ﹤0.01%
4,941
+3,750
+315% +$85.4K
CRC
1923
DELISTED
California Resources Corporation
CRC
$108K ﹤0.01%
4,207
+2,808
+201% +$110K
EXI icon
1924
iShares Global Industrials ETF
EXI
$1.49B
$107K ﹤0.01%
1,682
-221
-12% -$15K
FMY
1925
First Trust Mortgage Income Fund
FMY
$49M
$107K ﹤0.01%
7,506
– –
75 76
77
78 79

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.