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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QAI icon
1901
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.03B
$100K ﹤0.01%
3,374
+1,144
+51% +$33.9K
TDF
1902
Templeton Dragon Fund
TDF
$274M
$100K ﹤0.01%
4,174
+2,750
+193% +$69.2K
NPP
1903
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$100K ﹤0.01%
6,749
+3,783
+128% +$55.5K
ULQ
1904
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$100K ﹤0.01%
+2,000
New +$100K
FTI icon
1905
TechnipFMC
FTI
$29.5B
$99K ﹤0.01%
3,110
+1,610
+107% +$61.1K
HII icon
1906
Huntington Ingalls Industries
HII
$12.9B
$99K ﹤0.01%
866
+209
+32% +$22K
ICLR icon
1907
Icon
ICLR
$12.9B
$99K ﹤0.01%
1,934
-26,761
-93% -$1.44M
IRDM icon
1908
Iridium Communications
IRDM
$5.26B
$99K ﹤0.01%
10,196
+7,330
+256% +$68.6K
NRK icon
1909
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$99K ﹤0.01%
7,617
+7,100
+1,373% +$92.1K
PNQI icon
1910
Invesco NASDAQ Internet ETF
PNQI
$544M
$99K ﹤0.01%
7,400
+6,225
+530% +$83.2K
ENDP
1911
DELISTED
Endo International plc
ENDP
$99K ﹤0.01%
1,341
+61
+5% +$4.18K
FLRN icon
1912
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
$98K ﹤0.01%
3,189
+1,889
+145% +$57.8K
FPF
1913
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$98K ﹤0.01%
4,341
+1,726
+66% +$37.8K
NRG icon
1914
NRG Energy
NRG
$25.4B
$98K ﹤0.01%
3,636
+526
+17% +$15.6K
SBH icon
1915
Sally Beauty Holdings
SBH
$1.55B
$98K ﹤0.01%
3,128
+208
+7% +$6.18K
FSD
1916
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$98K ﹤0.01%
6,099
+4,758
+355% +$79.2K
BRS
1917
DELISTED
Bristow Group, Inc.
BRS
$98K ﹤0.01%
1,484
+963
+185% +$65.1K
JJG
1918
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$98K ﹤0.01%
2,539
+2,186
+619% +$81.9K
ATW
1919
DELISTED
Atwood Oceanics
ATW
$98K ﹤0.01%
3,437
+1,360
+65% +$48.4K
CTP
1920
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
$98K ﹤0.01%
6,419
-12,500
-66% -$218K
ALG icon
1921
Alamo Group
ALG
$2.01B
$97K ﹤0.01%
2,000
– –
SPR
1922
DELISTED
Spirit AeroSystems
SPR
$97K ﹤0.01%
2,246
+1,824
+432% +$73.8K
HSBC.PRA
1923
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$97K ﹤0.01%
3,763
+568
+18% +$14.4K
LEN icon
1924
Lennar Class A
LEN
$20.5B
$96K ﹤0.01%
2,240
+2,101
+1,512% +$87K
XNCR icon
1925
Xencor
XNCR
$1.72B
$96K ﹤0.01%
6,000
– –
75 76
77
78 79

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.