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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SGMO
1901
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$51K ﹤0.01%
3,700
+3,500
+1,750% +$40.3K
VFL
1902
DELISTED
abrdn National Municipal Income Fund
VFL
$51K ﹤0.01%
4,400
-3,250
-42% -$37.9K
EQM
1903
DELISTED
EQM Midstream Partners, LP
EQM
$51K ﹤0.01%
+865
New +$45.9K
ARMF
1904
DELISTED
ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF
$51K ﹤0.01%
+2,415
New +$52.5K
CVD
1905
DELISTED
COVANCE INC.
CVD
$51K ﹤0.01%
592
+27
+5% +$2.34K
QCOR
1906
DELISTED
QUESTCOR PHARMA INC
QCOR
$51K ﹤0.01%
933
-1,513
-62% -$89.4K
ARCW
1907
DELISTED
ARC Group Worldwide, Inc
ARCW
$51K ﹤0.01%
5,128
– –
MEMP
1908
DELISTED
Memorial Production Partners LP Common Units
MEMP
$51K ﹤0.01%
2,339
+229
+11% +$4.72K
ATR icon
1909
AptarGroup
ATR
$8.43B
$50K ﹤0.01%
733
+209
+40% +$13.3K
CYH icon
1910
Community Health Systems
CYH
$419M
$50K ﹤0.01%
1,517
-18,202
-92% -$625K
EWS icon
1911
iShares MSCI Singapore ETF
EWS
$1.16B
$50K ﹤0.01%
1,906
+5
+0.3% +$134
FFBC icon
1912
First Financial Bancorp
FFBC
$3.6B
$50K ﹤0.01%
2,845
-1,175
-29% -$18.8K
MGK icon
1913
Vanguard Morningstar Mega Cap Growth ETF
MGK
$34B
$50K ﹤0.01%
3,455
-165
-5% -$2.27K
MORT icon
1914
VanEck Mortgage REIT Income ETF
MORT
$376M
$50K ﹤0.01%
2,240
+40
+2% +$924
PKX icon
1915
POSCO
PKX
$17.1B
$50K ﹤0.01%
644
+244
+61% +$18.6K
REZ icon
1916
iShares Residential and Multisector Real Estate ETF
REZ
$861M
$50K ﹤0.01%
1,115
+32
+3% +$1.52K
SLF icon
1917
Sun Life Financial
SLF
$44.8B
$50K ﹤0.01%
1,404
+66
+5% +$2.25K
UTL icon
1918
Unitil
UTL
$992M
$50K ﹤0.01%
1,655
– –
AEL
1919
DELISTED
American Equity Investment Life Holding Company
AEL
$50K ﹤0.01%
1,889
+1,850
+4,744% +$42.2K
EV
1920
DELISTED
Eaton Vance Corp.
EV
$50K ﹤0.01%
1,163
+18
+2% +$743
ACHN
1921
DELISTED
Achillion Pharmaceuticals
ACHN
$50K ﹤0.01%
15,000
+12,500
+500% +$36.3K
TRK
1922
DELISTED
Speedway Motorsports, Inc.
TRK
$50K ﹤0.01%
2,500
– –
NPP
1923
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$50K ﹤0.01%
3,687
-1,704
-32% -$22.6K
PL
1924
DELISTED
PROTECTIVE LIFE CORP
PL
$50K ﹤0.01%
995
– –
AVNR
1925
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$50K ﹤0.01%
15,000
– –
75 76
77
78 79

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HAM
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.