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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCI icon
1901
Service Corp International
SCI
$11.3B
$44K ﹤0.01%
2,353
-364
-13% -$6.77K
ZTS icon
1902
Zoetis
ZTS
$31.3B
$44K ﹤0.01%
1,397
+598
+75% +$18.3K
SEAC
1903
DELISTED
Seachange International Inc
SEAC
$44K ﹤0.01%
192
+12
+7% +$2.76K
EV
1904
DELISTED
Eaton Vance Corp.
EV
$44K ﹤0.01%
1,145
-260
-19% -$10.3K
PNK
1905
DELISTED
Pinnacle Entertainment Inc.
PNK
$44K ﹤0.01%
1,771
+256
+17% +$5.74K
AZUR
1906
DELISTED
AZURE MIDSTREAM PARTNERS LP COM UNT LTD PARTNER INT
AZUR
$44K ﹤0.01%
+2,458
New +$47.4K
PAL
1907
DELISTED
NORTH AMERICAN PALLADIUM LTD
PAL
$44K ﹤0.01%
43,636
+42,000
+2,567% +$45K
PL
1908
DELISTED
PROTECTIVE LIFE CORP
PL
$44K ﹤0.01%
995
+374
+60% +$16K
HTSI
1909
DELISTED
HARRIS TEETER SUPERMARKETS INC COM STK (NC)
HTSI
$44K ﹤0.01%
890
-70
-7% -$3.44K
MEMP
1910
DELISTED
Memorial Production Partners LP Common Units
MEMP
$44K ﹤0.01%
2,110
+27
+1% +$550
DSX icon
1911
Diana Shipping
DSX
$307M
$43K ﹤0.01%
5,111
+501
+11% +$3.84K
FMS icon
1912
Fresenius Medical Care
FMS
$12.6B
$43K ﹤0.01%
1,340
+265
+25% +$8.63K
GXC icon
1913
State Street SPDR S&P China ETF
GXC
$469M
$43K ﹤0.01%
587
-6,713
-92% -$470K
HOLX
1914
DELISTED
Hologic
HOLX
$43K ﹤0.01%
2,070
+174
+9% +$3.7K
HPI
1915
John Hancock Preferred Income Fund
HPI
$433M
$43K ﹤0.01%
2,250
-780
-26% -$15.1K
IOO icon
1916
iShares Global 100 ETF
IOO
$9.46B
$43K ﹤0.01%
1,200
– –
NHI icon
1917
National Health Investors
NHI
$3.5B
$43K ﹤0.01%
758
+101
+15% +$6.03K
NXPI icon
1918
NXP Semiconductors
NXPI
$58.5B
$43K ﹤0.01%
1,167
+241
+26% +$8.52K
PAG icon
1919
Penske Automotive Group
PAG
$14.4B
$43K ﹤0.01%
1,000
– –
RYAAY icon
1920
Ryanair
RYAAY
$30.7B
$43K ﹤0.01%
2,228
-507
-19% -$10.5K
SKT icon
1921
Tanger
SKT
$4.42B
$43K ﹤0.01%
1,299
-11
-0.8% -$360
SLF icon
1922
Sun Life Financial
SLF
$44.8B
$43K ﹤0.01%
1,338
+68
+5% +$2.16K
THS
1923
DELISTED
Treehouse Foods
THS
$43K ﹤0.01%
650
-4
-0.6% -$276
RTEC
1924
DELISTED
Rudolph Technologies Inc
RTEC
$43K ﹤0.01%
3,768
– –
RTI
1925
DELISTED
RTI INTL METALS INC(HLDG CO)
RTI
$43K ﹤0.01%
1,349
-16
-1% -$498
75 76
77
78 79

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.