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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMWD
1876
DELISTED
American Woodmark
AMWD
$351K ﹤0.01%
4,470
-30,191
-87% -$2.58M
PTF icon
1877
Invesco Dorsey Wright Technology Momentum ETF
PTF
$659M
$351K ﹤0.01%
15,933
-3,747
-19% -$80.4K
AX icon
1878
Axos Financial
AX
$5.72B
$350K ﹤0.01%
10,194
-2,824
-22% -$108K
WEX icon
1879
WEX
WEX
$6.48B
$350K ﹤0.01%
1,746
+757
+77% +$145K
EWA icon
1880
iShares MSCI Australia ETF
EWA
$1.45B
$349K ﹤0.01%
15,772
-7,806
-33% -$176K
SLX icon
1881
VanEck Steel ETF
SLX
$174M
$349K ﹤0.01%
7,612
-663
-8% -$30K
PNFP icon
1882
Pinnacle Financial Partners Inc
PNFP
$16.2B
$347K ﹤0.01%
5,764
+1,771
+44% +$112K
AMX icon
1883
America Movil
AMX
$69.7B
$346K ﹤0.01%
21,507
+659
+3% +$11.1K
LOPE icon
1884
Grand Canyon Education
LOPE
$3.79B
$345K ﹤0.01%
3,056
+1,488
+95% +$174K
PMM
1885
Franklin Managed Municipal Income Trust
PMM
$270M
$344K ﹤0.01%
49,667
-23,487
-32% -$167K
SBIO icon
1886
ALPS Medical Breakthroughs ETF
SBIO
$214M
$344K ﹤0.01%
8,738
+2,381
+37% +$90.3K
IFGL icon
1887
iShares International Developed Real Estate ETF
IFGL
$82.3M
$343K ﹤0.01%
11,968
-5,146
-30% -$150K
PRLB icon
1888
Protolabs
PRLB
$2.21B
$343K ﹤0.01%
2,127
+1,543
+264% +$218K
RACE icon
1889
Ferrari
RACE
$72.5B
$343K ﹤0.01%
2,504
-728
-23% -$95.8K
BKT icon
1890
BlackRock Income Trust
BKT
$341M
$341K ﹤0.01%
19,844
+4,987
+34% +$86.3K
ISMD icon
1891
Inspire Small/Mid Cap Impact ETF
ISMD
$347M
$341K ﹤0.01%
11,574
-93
-0.8% -$2.74K
TDOC icon
1892
Teladoc Health
TDOC
$1.26B
$341K ﹤0.01%
3,947
+1,965
+99% +$140K
VIOV icon
1893
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$341K ﹤0.01%
4,736
+1,096
+30% +$79.9K
GOV
1894
DELISTED
Government Properties Income Trust
GOV
$341K ﹤0.01%
30,372
-7,342
-19% -$114K
EXP icon
1895
Eagle Materials
EXP
$6.47B
$340K ﹤0.01%
3,997
-10
-0.2% -$971
DATA
1896
DELISTED
Tableau Software, Inc.
DATA
$340K ﹤0.01%
3,042
-3,582
-54% -$386K
BME icon
1897
BlackRock Health Sciences Trust
BME
$577M
$339K ﹤0.01%
7,964
+3,701
+87% +$150K
LEA icon
1898
Lear
LEA
$8.16B
$339K ﹤0.01%
2,339
+784
+50% +$134K
TFX icon
1899
Teleflex
TFX
$5.82B
$339K ﹤0.01%
1,274
-191
-13% -$49.5K
VIAB
1900
DELISTED
Viacom Inc. Class B
VIAB
$339K ﹤0.01%
10,160
+1,437
+16% +$43.1K
74 75
76
77 78

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HAM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.