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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OIL
1876
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$271K ﹤0.01%
50,216
-26,500
-35% -$133K
PFIE
1877
DELISTED
Profire Energy, Inc
PFIE
$270K ﹤0.01%
135,786
– –
ILCV icon
1878
iShares Morningstar Value ETF
ILCV
$1.35B
$269K ﹤0.01%
5,406
+894
+20% +$43.4K
MUH
1879
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$269K ﹤0.01%
17,157
+2,140
+14% +$34.1K
BSCP
1880
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$268K ﹤0.01%
12,887
+12,697
+6,683% +$264K
FFTY icon
1881
CapForce IBD 50 ETF
FFTY
$79.6M
$267K ﹤0.01%
8,427
-600
-7% -$17.8K
EWA icon
1882
iShares MSCI Australia ETF
EWA
$1.46B
$266K ﹤0.01%
11,857
-1,376
-10% -$30.9K
ISCG icon
1883
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.02B
$266K ﹤0.01%
9,444
+2,454
+35% +$66.5K
TEF
1884
DELISTED
Telefonica
TEF
$266K ﹤0.01%
30,510
+2,405
+9% +$21.1K
ASHR icon
1885
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$265K ﹤0.01%
9,092
+5,728
+170% +$163K
DDD icon
1886
3D Systems Corp
DDD
$623M
$265K ﹤0.01%
19,729
+1,610
+9% +$23.6K
FXD icon
1887
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$265K ﹤0.01%
6,901
-7,039
-50% -$262K
FDUS icon
1888
Fidus Investment
FDUS
$753M
$264K ﹤0.01%
16,430
+640
+4% +$10.5K
BGY icon
1889
BlackRock Enhanced International Dividend Trust
BGY
$533M
$263K ﹤0.01%
40,109
+7,937
+25% +$50.8K
ETX
1890
Eaton Vance Municipal Income 2028 Term Trust
ETX
$200M
$263K ﹤0.01%
12,833
+103
+0.8% +$2.12K
TPR icon
1891
Tapestry
TPR
$32.6B
$263K ﹤0.01%
6,542
-1,827
-22% -$80.5K
COMT icon
1892
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
$262K ﹤0.01%
7,530
-445
-6% -$15K
FLS icon
1893
Flowserve
FLS
$10.2B
$262K ﹤0.01%
6,149
+1,246
+25% +$52.4K
OPLN
1894
Openlane
OPLN
$4.53B
$262K ﹤0.01%
14,470
+6,808
+89% +$112K
TWLO icon
1895
Twilio
TWLO
$39.6B
$262K ﹤0.01%
8,746
+3,700
+73% +$111K
NNC
1896
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$262K ﹤0.01%
19,654
+4,329
+28% +$58.1K
BKF icon
1897
iShares MSCI BIC ETF
BKF
$77.5M
$261K ﹤0.01%
6,081
+175
+3% +$7.2K
VTHR icon
1898
Vanguard Russell 3000 ETF
VTHR
$4.84B
$261K ﹤0.01%
2,255
+4
+0.2% +$453
AGZD icon
1899
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$136M
$260K ﹤0.01%
10,830
+574
+6% +$13.8K
BKR icon
1900
Baker Hughes
BKR
$64.2B
$260K ﹤0.01%
+7,102
New +$252K
74 75
76
77 78

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.