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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIM
1876
Eaton Vance Municipal Bond Fund
EIM
$500M
$183K ﹤0.01%
14,690
-4,066
-22% -$51.5K
FYC icon
1877
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$183K ﹤0.01%
5,301
+3
+0.1% +$101
MHD icon
1878
BlackRock MuniHoldings Fund
MHD
$610M
$183K ﹤0.01%
11,279
+7,624
+209% +$127K
SPR
1879
DELISTED
Spirit AeroSystems
SPR
$183K ﹤0.01%
3,604
+356
+11% +$19.3K
TGNA
1880
DELISTED
TEGNA Inc
TGNA
$183K ﹤0.01%
13,363
+880
+7% +$12K
IBMF
1881
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$183K ﹤0.01%
6,710
+10
+0.1% +$272
CSR
1882
Centerspace
CSR
$939M
$181K ﹤0.01%
2,539
-1,159
-31% -$73.5K
GVA icon
1883
Granite Construction
GVA
$5.41B
$181K ﹤0.01%
3,342
+682
+26% +$36.2K
PFS icon
1884
Provident Financial Services
PFS
$3.26B
$181K ﹤0.01%
6,390
– –
WNR
1885
DELISTED
Western Refining Inc
WNR
$181K ﹤0.01%
4,906
-8,649
-64% -$284K
FTQI icon
1886
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$945M
$180K ﹤0.01%
+8,554
New +$176K
FIF
1887
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$180K ﹤0.01%
9,932
-37,498
-79% -$683K
FLIR
1888
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$180K ﹤0.01%
5,137
+746
+17% +$25.1K
VAR
1889
DELISTED
Varian Medical Systems, Inc.
VAR
$180K ﹤0.01%
2,219
+407
+22% +$32.9K
ETO
1890
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$528M
$179K ﹤0.01%
8,609
+1,227
+17% +$25.3K
GLDD
1891
DELISTED
Great Lakes Dredge & Dock
GLDD
$179K ﹤0.01%
42,625
– –
QDF icon
1892
FlexShares Quality Dividend Index Fund
QDF
$2.29B
$179K ﹤0.01%
4,531
+1,036
+30% +$39.9K
USCI icon
1893
US Commodity Index
USCI
$374M
$178K ﹤0.01%
4,432
+2,123
+92% +$87.7K
VEEV icon
1894
Veeva Systems
VEEV
$41B
$178K ﹤0.01%
4,384
-4,201
-49% -$172K
ICPT
1895
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$178K ﹤0.01%
1,630
+462
+40% +$55K
MXIM
1896
DELISTED
Maxim Integrated Products
MXIM
$178K ﹤0.01%
4,555
+12
+0.3% +$471
MBLY
1897
DELISTED
Mobileye N.V.
MBLY
$178K ﹤0.01%
4,586
+535
+13% +$20.1K
PPLI
1898
People Inc
PPLI
$3.01B
$177K ﹤0.01%
14,940
+140
+0.9% +$1.64K
YORW icon
1899
York Water
YORW
$536M
$177K ﹤0.01%
4,651
+500
+12% +$16.9K
RBS.PRS.CL
1900
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$177K ﹤0.01%
7,058
+18
+0.3% +$454
74 75
76
77 78

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.