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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
(+6.6%)
Cap. Flow
+$257M
Cap. Flow
% of AUM
3.85%
Top 10 Holdings %
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$65.5M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$39.8M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$39.7M |
| 4 |
iShares Russell 2000 Value ETF
IWN
|
+$38.9M |
| 5 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$18.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$72.2M |
| 2 |
HDV
iShares Core High Dividend ETF
HDV
|
+$37.9M |
| 3 |
iShares S&P 500 Value ETF
IVE
|
+$19.1M |
| 4 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$19M |
| 5 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$18.3M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 5.3% |
| 2 | Financials | 5.29% |
| 3 | Technology | 5.07% |
| 4 | Industrials | 5.07% |
| 5 | Healthcare | 4.51% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
MaxLinear
MXL
$6.95B
| $167K | ﹤0.01% |
8,224
+1,074
| +15% | +$21.1K |
|
1877
Northrim BanCorp
NRIM
$599M
| $167K | ﹤0.01% |
25,992
+32
| +0.1% | +$213 |
|
1878
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.88B
| $167K | ﹤0.01% |
3,701
-385
| -9% | -$17.2K |
|
1879
Rockwell Medical
RMTI
$29.6M
| $167K | ﹤0.01% |
227
-23
| -9% | -$18.6K |
|
1880
Sabra Healthcare REIT
SBRA
$5.15B
| $166K | ﹤0.01% |
6,588
+1,042
| +19% | +$25K |
|
1881
Xencor
XNCR
$1.71B
| $166K | ﹤0.01% |
6,760
| – | – |
|
|
SPLK
1882
DELISTED
Splunk Inc
SPLK
| $166K | ﹤0.01% |
2,796
+1,173
| +72% | +$70.3K |
|
|
SIVB
1883
DELISTED
SVB Financial Group
SIVB
| $166K | ﹤0.01% |
1,493
+863
| +137% | +$89.8K |
|
1884
Arista Networks
ANET
$257B
| $165K | ﹤0.01% |
31,088
+28,240
| +992% | +$135K |
|
1885
WisdomTree International High Dividend Fund
DTH
$661M
| $165K | ﹤0.01% |
4,312
+653
| +18% | +$24.6K |
|
|
PPLI
1886
People Inc
PPLI
$3.02B
| $165K | ﹤0.01% |
14,800
-274
| -2% | -$2.89K |
|
1887
Global X MLP & Energy Infrastructure ETF
MLPX
$3.56B
| $165K | ﹤0.01% |
3,618
+16
| +0.4% | +$687 |
|
1888
Otter Tail
OTTR
$3.87B
| $165K | ﹤0.01% |
4,779
+1,105
| +30% | +$38.2K |
|
|
THS
1889
DELISTED
Treehouse Foods
THS
| $165K | ﹤0.01% |
1,883
+784
| +71% | +$75.4K |
|
|
NUVA
1890
DELISTED
NuVasive, Inc.
NUVA
| $165K | ﹤0.01% |
2,482
+856
| +53% | +$54.5K |
|
|
CTWS
1891
DELISTED
Connecticut Water Service Inc
CTWS
| $165K | ﹤0.01% |
3,320
+15
| +0.5% | +$754 |
|
1892
Petrobras
PBR
$115B
| $163K | ﹤0.01% |
17,387
+2,847
| +20% | +$25K |
|
1893
SBA Communications
SBAC
$19.8B
| $162K | ﹤0.01% |
1,465
-584
| -29% | -$66K |
|
1894
United States Natural Gas Fund
UNG
$489M
| $162K | ﹤0.01% |
1,219
+671
| +122% | +$88.6K |
|
1895
Chemours
CC
$2.29B
| $161K | ﹤0.01% |
10,104
-278
| -3% | -$3.17K |
|
|
HEQ
1896
John Hancock Hedged Equity & Income Fund
HEQ
$140M
| $161K | ﹤0.01% |
9,911
+13
| +0.1% | +$203 |
|
1897
Pinnacle Financial Partners Inc
PNFP
$16.2B
| $161K | ﹤0.01% |
2,990
-51
| -2% | -$2.75K |
|
1898
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
| $161K | ﹤0.01% |
3,522
+327
| +10% | +$15.1K |
|
1899
SFL Corp
SFL
$1.57B
| $161K | ﹤0.01% |
10,874
+565
| +5% | +$8.46K |
|
1900
Teradata
TDC
$2.57B
| $161K | ﹤0.01% |
5,233
+1,419
| +37% | +$42.3K |
|
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review
As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.
On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
- Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
- Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
- Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.