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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUK icon
1876
Prudential
PUK
$34.5B
$129K ﹤0.01%
2,963
+145
+5% +$6.46K
XRX icon
1877
Xerox
XRX
$412M
$129K ﹤0.01%
4,645
-134
-3% -$3.6K
DISCK
1878
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$129K ﹤0.01%
5,118
-365
-7% -$9.97K
PML
1879
PIMCO Municipal Income Fund II
PML
$497M
$128K ﹤0.01%
10,167
– –
WPP icon
1880
WPP
WPP
$5.82B
$128K ﹤0.01%
1,124
+170
+18% +$19.1K
LL
1881
DELISTED
LL Flooring Holdings, Inc.
LL
$128K ﹤0.01%
7,369
-1,081
-13% -$16.7K
ACC
1882
DELISTED
American Campus Communities, Inc.
ACC
$128K ﹤0.01%
3,118
-443
-12% -$17.5K
PCBK
1883
DELISTED
Pacific Continental Corp
PCBK
$128K ﹤0.01%
8,621
– –
DBO icon
1884
Invesco DB Oil Fund
DBO
$387M
$127K ﹤0.01%
13,960
+5,593
+67% +$59.4K
EVG
1885
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$127K ﹤0.01%
9,459
-601
-6% -$7.96K
MTUS icon
1886
Metallus
MTUS
$900M
$127K ﹤0.01%
15,159
-1,018
-6% -$10.9K
CCP
1887
DELISTED
Care Capital Properties, Inc.
CCP
$127K ﹤0.01%
4,158
-56
-1% -$1.78K
TCF
1888
DELISTED
TCF Financial Corporation
TCF
$127K ﹤0.01%
9,008
+86
+1% +$1.3K
BIT icon
1889
BlackRock Multi-Sector Income Trust
BIT
$701M
$126K ﹤0.01%
7,992
+290
+4% +$4.6K
DBRG icon
1890
DigitalBridge
DBRG
$2.95B
$126K ﹤0.01%
2,592
-209
-7% -$11.2K
FMB icon
1891
First Trust Managed Municipal ETF
FMB
$2.07B
$126K ﹤0.01%
2,430
+1,511
+164% +$78.4K
HFWA icon
1892
Heritage Financial
HFWA
$1.22B
$126K ﹤0.01%
6,678
-468
-7% -$8.84K
LEA icon
1893
Lear
LEA
$8.16B
$126K ﹤0.01%
1,030
+602
+141% +$73.3K
PKG icon
1894
Packaging Corp of America
PKG
$22.8B
$126K ﹤0.01%
2,009
+33
+2% +$2.17K
QQEW icon
1895
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.88B
$126K ﹤0.01%
2,902
-63,870
-96% -$2.77M
BKH icon
1896
Black Hills Corp
BKH
$5.64B
$125K ﹤0.01%
2,705
-44
-2% -$1.93K
RJF icon
1897
Raymond James Financial
RJF
$34.9B
$125K ﹤0.01%
3,239
+492
+18% +$18.3K
SGDM icon
1898
Sprott Gold Miners ETF
SGDM
$653M
$125K ﹤0.01%
9,836
+1,753
+22% +$23.8K
UDR icon
1899
UDR
UDR
$12B
$125K ﹤0.01%
3,335
-1,080
-24% -$38.8K
ULTI
1900
DELISTED
Ultimate Software Group Inc
ULTI
$125K ﹤0.01%
640
+429
+203% +$84K
74 75
76
77 78

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.