We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KIM icon
1876
Kimco Realty
KIM
$16.2B
$115K ﹤0.01%
4,705
+252
+6% +$6.05K
PUK icon
1877
Prudential
PUK
$34.5B
$115K ﹤0.01%
2,818
+355
+14% +$15.8K
CBL
1878
DELISTED
CBL& Associates Properties, Inc.
CBL
$115K ﹤0.01%
8,244
-11,790
-59% -$183K
PCBK
1879
DELISTED
Pacific Continental Corp
PCBK
$115K ﹤0.01%
8,621
– –
IEIL
1880
DELISTED
ISHARES ENHANCED INTERNATIONAL LARGE-CAP ETF
IEIL
$115K ﹤0.01%
+5,244
New +$123K
ABEV icon
1881
Ambev
ABEV
$43.5B
$114K ﹤0.01%
23,394
+2,212
+10% +$12K
IFN
1882
Aberdeen India Fund
IFN
$509M
$114K ﹤0.01%
4,686
+13
+0.3% +$337
MIN
1883
Aberdeen Intermediate Income Fund
MIN
$281M
$114K ﹤0.01%
24,982
+4
+0% +$18
NXJ
1884
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$114K ﹤0.01%
8,902
– –
TOVX icon
1885
Theriva Biologics
TOVX
$10.6M
$114K ﹤0.01%
+6
New +$148K
ENDP
1886
DELISTED
Endo International plc
ENDP
$114K ﹤0.01%
1,636
+31
+2% +$2.48K
FMSA
1887
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$114K ﹤0.01%
42,043
-3,200
-7% -$16.9K
MDVN
1888
DELISTED
MEDIVATION, INC.
MDVN
$114K ﹤0.01%
2,688
-436
-14% -$21.6K
BKH icon
1889
Black Hills Corp
BKH
$5.58B
$113K ﹤0.01%
2,749
+478
+21% +$19.6K
EWW icon
1890
iShares MSCI Mexico ETF
EWW
$1.87B
$113K ﹤0.01%
2,189
+35
+2% +$1.89K
IQV icon
1891
IQVIA
IQV
$39.8B
$113K ﹤0.01%
1,626
+313
+24% +$23.4K
VET icon
1892
Vermilion Energy
VET
$1.73B
$113K ﹤0.01%
3,530
+30
+0.9% +$1.02K
WTM icon
1893
White Mountains Insurance
WTM
$5.06B
$113K ﹤0.01%
152
-10
-6% -$7.2K
TLN
1894
DELISTED
Talen Energy Corporation
TLN
$113K ﹤0.01%
11,215
-734
-6% -$10.8K
BCR
1895
DELISTED
CR Bard Inc.
BCR
$113K ﹤0.01%
606
-17
-3% -$3.22K
HIX
1896
Western Asset High Income Fund II
HIX
$355M
$112K ﹤0.01%
17,388
+2,596
+18% +$18.2K
NWSA icon
1897
News Corp Class A
NWSA
$15.5B
$112K ﹤0.01%
8,888
-10,372
-54% -$144K
TDC icon
1898
Teradata
TDC
$2.57B
$112K ﹤0.01%
3,879
-568
-13% -$18.2K
THFF icon
1899
First Financial Corp
THFF
$970M
$112K ﹤0.01%
3,493
+348
+11% +$11.7K
SNDK
1900
DELISTED
SANDISK CORP
SNDK
$112K ﹤0.01%
2,065
+647
+46% +$35.7K
74 75
76
77 78

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.