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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USDU icon
1876
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$458M
$103K ﹤0.01%
+3,787
New +$101K
WBC
1877
DELISTED
WABCO HOLDINGS INC.
WBC
$103K ﹤0.01%
983
+728
+285% +$72K
FTT
1878
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$103K ﹤0.01%
+7,750
New +$102K
CMLP
1879
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$103K ﹤0.01%
6,765
+1,111
+20% +$21.2K
IRBT
1880
DELISTED
iRobot
IRBT
$102K ﹤0.01%
2,830
+330
+13% +$11.3K
IWX icon
1881
iShares Russell Top 200 Value ETF
IWX
$4.04B
$102K ﹤0.01%
2,287
+1,305
+133% +$56.6K
MRSH
1882
Marsh
MRSH
$90.1B
$102K ﹤0.01%
1,798
+221
+14% +$12.1K
MMT
1883
Aberdeen Multi-Market Income Fund
MMT
$244M
$102K ﹤0.01%
15,656
+14,903
+1,979% +$94.2K
RGA icon
1884
Reinsurance Group of America
RGA
$16.1B
$102K ﹤0.01%
1,169
+219
+23% +$18.3K
SPFF icon
1885
Global X SuperIncome Preferred ETF
SPFF
$144M
$102K ﹤0.01%
+7,033
New +$103K
STLD icon
1886
Steel Dynamics
STLD
$37.7B
$102K ﹤0.01%
5,170
+12
+0.2% +$259
CLNY
1887
DELISTED
Colony Capital, Inc.
CLNY
$102K ﹤0.01%
4,262
– –
ZU
1888
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$102K ﹤0.01%
4,245
+3,434
+423% +$105K
DOC
1889
DELISTED
PHYSICIANS REALTY TRUST
DOC
$102K ﹤0.01%
+6,160
New +$94.1K
FXN icon
1890
First Trust Energy AlphaDEX Fund
FXN
$387M
$101K ﹤0.01%
4,829
+467
+11% +$10.6K
FXO icon
1891
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$101K ﹤0.01%
4,358
+2,806
+181% +$63.4K
IBN icon
1892
ICICI Bank
IBN
$107B
$101K ﹤0.01%
9,697
+770
+9% +$7.85K
JHS
1893
John Hancock Income Securities Trust
JHS
$127M
$101K ﹤0.01%
7,035
+5,785
+463% +$82.4K
MFIN icon
1894
Medallion Financial
MFIN
$257M
$101K ﹤0.01%
10,085
+685
+7% +$7.47K
NVAX icon
1895
Novavax
NVAX
$1.34B
$101K ﹤0.01%
849
+146
+21% +$15.3K
AGND
1896
DELISTED
WisdomTree Trust WisdomTree Negative Duration U.S. Aggregate Bond Fund
AGND
$101K ﹤0.01%
2,248
+49
+2% +$2.25K
ARII
1897
DELISTED
American Railcar Industries, Inc.
ARII
$101K ﹤0.01%
1,956
+1,752
+859% +$107K
CST
1898
DELISTED
CST Brands, Inc.
CST
$101K ﹤0.01%
2,311
+988
+75% +$39.7K
ATRO icon
1899
Astronics
ATRO
$4.34B
$100K ﹤0.01%
3,314
+2,159
+187% +$57.1K
CSL icon
1900
Carlisle Companies
CSL
$15.2B
$100K ﹤0.01%
1,094
+93
+9% +$8.04K
74 75
76
77 78

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HAM
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CM
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TRAM
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.