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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCRS
1876
DELISTED
MICROS SYSTEMS INC
MCRS
$53K ﹤0.01%
913
+21
+2% +$1.12K
ASHR icon
1877
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$52K ﹤0.01%
+2,099
New +$52.5K
DHF
1878
BNY Mellon High Yield Strategies Fund
DHF
$176M
$52K ﹤0.01%
12,722
+52
+0.4% +$211
FYLD icon
1879
Cambria Foreign Shareholder Yield ETF
FYLD
$724M
$52K ﹤0.01%
+2,000
New +$50.3K
MUNI icon
1880
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$52K ﹤0.01%
1,000
-2,500
-71% -$130K
MYN icon
1881
BlackRock MuniYield New York Quality Fund
MYN
$378M
$52K ﹤0.01%
4,338
– –
RMD icon
1882
ResMed
RMD
$32.9B
$52K ﹤0.01%
1,116
– –
VRSN icon
1883
VeriSign
VRSN
$26B
$52K ﹤0.01%
872
-2
-0.2% -$110
RBCN
1884
DELISTED
Rubicon Technology, Inc.
RBCN
$52K ﹤0.01%
520
– –
SGL
1885
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$52K ﹤0.01%
5,750
– –
DBIZ
1886
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
$52K ﹤0.01%
1,975
+5
+0.3% +$132
CNQR
1887
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$52K ﹤0.01%
500
– –
HMH
1888
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$52K ﹤0.01%
8,657
– –
BSCM
1889
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$52K ﹤0.01%
+2,600
New +$51.7K
CDE icon
1890
Coeur Mining
CDE
$19B
$51K ﹤0.01%
4,720
-250
-5% -$2.82K
CXW icon
1891
CoreCivic
CXW
$3.13B
$51K ﹤0.01%
1,590
-106
-6% -$3.69K
DG icon
1892
Dollar General
DG
$26.9B
$51K ﹤0.01%
853
-78
-8% -$4.58K
EQIX icon
1893
Equinix
EQIX
$106B
$51K ﹤0.01%
290
-1
-0.3% -$166
EQNR icon
1894
Equinor
EQNR
$96.3B
$51K ﹤0.01%
2,107
+56
+3% +$1.29K
FDD icon
1895
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$51K ﹤0.01%
+3,700
New +$49.4K
JEF icon
1896
Jefferies Financial Group
JEF
$12.9B
$51K ﹤0.01%
1,999
-725
-27% -$18.3K
NKTR icon
1897
Nektar Therapeutics
NKTR
$2.57B
$51K ﹤0.01%
300
+60
+25% +$9.68K
PCH
1898
DELISTED
PotlatchDeltic
PCH
$51K ﹤0.01%
1,215
– –
RSPG icon
1899
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$597M
$51K ﹤0.01%
644
+2
+0.3% +$158
RSPM icon
1900
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$51K ﹤0.01%
3,250
+5
+0.2% +$76
74 75
76
77 78

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.