We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
1876
First Trust Utilities AlphaDEX Fund
FXU
$831M
$46K ﹤0.01%
2,301
+31
+1% +$626
RDY icon
1877
Dr. Reddy's Laboratories
RDY
$10.3B
$46K ﹤0.01%
6,135
+805
+15% +$5.86K
RGA icon
1878
Reinsurance Group of America
RGA
$16.4B
$46K ﹤0.01%
663
-1,065
-62% -$71.9K
TECK icon
1879
Teck Resources
TECK
$31.3B
$46K ﹤0.01%
1,707
-180
-10% -$4.53K
ZG icon
1880
Zillow
ZG
$8.15B
$46K ﹤0.01%
1,647
-300
-15% -$8.28K
ECOL
1881
DELISTED
US Ecology, Inc.
ECOL
$46K ﹤0.01%
1,497
+1,227
+454% +$36K
ARG
1882
DELISTED
Airgas Inc
ARG
$46K ﹤0.01%
431
+201
+87% +$20.6K
MHFI
1883
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$46K ﹤0.01%
687
-53
-7% -$3.21K
MCRS
1884
DELISTED
MICROS SYSTEMS INC
MCRS
$46K ﹤0.01%
892
+41
+5% +$1.99K
ELN
1885
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
$46K ﹤0.01%
2,924
-20
-0.7% -$301
ABAX
1886
DELISTED
Abaxis Inc
ABAX
$46K ﹤0.01%
1,089
+146
+15% +$6.32K
CBRE icon
1887
CBRE Group
CBRE
$44B
$45K ﹤0.01%
1,950
+359
+23% +$8.31K
DBI icon
1888
Designer Brands
DBI
$312M
$45K ﹤0.01%
1,046
+308
+42% +$12.4K
GABC icon
1889
German American Bancorp
GABC
$1.92B
$45K ﹤0.01%
2,667
– –
GDOT icon
1890
Green Dot
GDOT
$770M
$45K ﹤0.01%
1,801
+134
+8% +$3.1K
ICLN icon
1891
iShares Global Clean Energy ETF
ICLN
$2.11B
$45K ﹤0.01%
4,403
– –
MBI icon
1892
MBIA
MBI
$262M
$45K ﹤0.01%
4,364
– –
RSPM icon
1893
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$183M
$45K ﹤0.01%
3,245
+705
+28% +$9.88K
SPYV icon
1894
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
$45K ﹤0.01%
2,128
-4,396
-67% -$94.1K
TDY icon
1895
Teledyne Technologies
TDY
$31.2B
$45K ﹤0.01%
521
+149
+40% +$12.1K
INFN
1896
DELISTED
Infinera Corporation Common Stock
INFN
$45K ﹤0.01%
4,000
– –
TRK
1897
DELISTED
Speedway Motorsports, Inc.
TRK
$45K ﹤0.01%
2,500
– –
QBC
1898
DELISTED
CUBIC ENERGY INC
QBC
$45K ﹤0.01%
136,000
– –
HII icon
1899
Huntington Ingalls Industries
HII
$12.8B
$44K ﹤0.01%
632
-25
-4% -$1.59K
MRSH
1900
Marsh
MRSH
$90B
$44K ﹤0.01%
1,012
-196
-16% -$8.24K
74 75
76
77 78

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.