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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPK icon
1851
Chesapeake Utilities
CPK
$3.25B
$446K ﹤0.01%
4,679
-173
-4% -$16.2K
RACE icon
1852
Ferrari
RACE
$72.5B
$446K ﹤0.01%
2,895
-23
-0.8% -$3.67K
CACC icon
1853
Credit Acceptance
CACC
$6.11B
$445K ﹤0.01%
966
-99
-9% -$46.8K
SCHC icon
1854
Schwab International Small-Cap Equity ETF
SCHC
$5.71B
$445K ﹤0.01%
13,983
+1,766
+14% +$56.2K
VVV icon
1855
Valvoline
VVV
$4.34B
$445K ﹤0.01%
20,230
+4,334
+27% +$93K
WEX icon
1856
WEX
WEX
$6.7B
$445K ﹤0.01%
2,200
-97
-4% -$20.1K
FLOW
1857
DELISTED
SPX FLOW, Inc.
FLOW
$445K ﹤0.01%
11,271
+10
+0.1% +$375
MIE
1858
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$445K ﹤0.01%
49,431
+1,822
+4% +$16.9K
FLIR
1859
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$443K ﹤0.01%
8,418
-1,972
-19% -$101K
VCEL icon
1860
Vericel Corp
VCEL
$2.26B
$442K ﹤0.01%
29,186
+211
+0.7% +$3.69K
LYV icon
1861
Live Nation Entertainment
LYV
$44B
$441K ﹤0.01%
6,634
+2,567
+63% +$180K
VICI icon
1862
VICI Properties
VICI
$29.2B
$441K ﹤0.01%
19,533
+144
+0.7% +$3.14K
KL
1863
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$441K ﹤0.01%
9,834
+4,369
+80% +$199K
GRUB
1864
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$440K ﹤0.01%
3,908
+2,271
+139% +$302K
CIT
1865
DELISTED
CIT Group Inc.
CIT
$440K ﹤0.01%
9,718
-23
-0.2% -$1.07K
BHK icon
1866
BlackRock Core Bond Trust
BHK
$655M
$439K ﹤0.01%
30,381
-101
-0.3% -$1.45K
DXJ icon
1867
WisdomTree Japan Hedged Equity Fund
DXJ
$7.53B
$439K ﹤0.01%
8,714
-490
-5% -$23.7K
TIPZ icon
1868
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$439K ﹤0.01%
7,303
+349
+5% +$20.9K
YETI icon
1869
Yeti Holdings
YETI
$3.41B
$439K ﹤0.01%
15,708
+2,155
+16% +$65.4K
BKT icon
1870
BlackRock Income Trust
BKT
$338M
$438K ﹤0.01%
24,001
+5,267
+28% +$95.5K
ESRT icon
1871
Empire State Realty Trust
ESRT
$831M
$438K ﹤0.01%
30,669
+1,528
+5% +$21.6K
HYGH icon
1872
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$437K ﹤0.01%
4,957
+3,176
+178% +$280K
BCM
1873
DELISTED
iPath Pure Beta Broad Commodity ETN
BCM
$436K ﹤0.01%
16,017
-114
-0.7% -$3.14K
HRC
1874
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
$436K ﹤0.01%
4,144
+1,618
+64% +$171K
BEN icon
1875
Franklin Resources
BEN
$17.1B
$434K ﹤0.01%
15,044
-30,883
-67% -$944K
73 74
75
76 77

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.