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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALFA
1851
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$280K ﹤0.01%
6,753
+1,850
+38% +$75.3K
CQQQ icon
1852
Invesco China Technology ETF
CQQQ
$3.24B
$279K ﹤0.01%
+4,876
New +$259K
TECK icon
1853
Teck Resources
TECK
$32.5B
$279K ﹤0.01%
13,247
-3,858
-23% -$84K
DWAT
1854
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
$278K ﹤0.01%
24,500
+650
+3% +$7.24K
WRK
1855
DELISTED
WestRock Company
WRK
$278K ﹤0.01%
4,907
-1,351
-22% -$77.1K
PWY
1856
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$278K ﹤0.01%
9,165
+1,472
+19% +$44.6K
JBHT icon
1857
JB Hunt Transport Services
JBHT
$24.8B
$277K ﹤0.01%
2,503
+454
+22% +$43.9K
BSCO
1858
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$277K ﹤0.01%
13,191
+12,169
+1,191% +$255K
ORAN
1859
DELISTED
Orange
ORAN
$277K ﹤0.01%
16,858
-1,565
-8% -$26.1K
JUNO
1860
DELISTED
Juno Therapeutics, Inc.
JUNO
$277K ﹤0.01%
6,202
+133
+2% +$4.53K
KED
1861
DELISTED
Kayne Anderson Energy
KED
$277K ﹤0.01%
15,978
-2,418
-13% -$41.1K
BURL icon
1862
Burlington
BURL
$22.9B
$276K ﹤0.01%
2,878
+886
+44% +$77.8K
EWS icon
1863
iShares MSCI Singapore ETF
EWS
$1.17B
$276K ﹤0.01%
11,275
-1,044
-8% -$25.5K
JBL icon
1864
Jabil
JBL
$37.2B
$276K ﹤0.01%
9,622
-2,696
-22% -$81.5K
CPN
1865
DELISTED
Calpine Corporation
CPN
$276K ﹤0.01%
18,779
-588
-3% -$8.39K
AXS icon
1866
AXIS Capital
AXS
$7.39B
$275K ﹤0.01%
4,796
-1,368
-22% -$84.4K
PHT
1867
DELISTED
Pioneer High Income Fund
PHT
$275K ﹤0.01%
27,414
+3,166
+13% +$31.4K
THD icon
1868
iShares MSCI Thailand ETF
THD
$354M
$275K ﹤0.01%
3,180
-915
-22% -$74.2K
THS
1869
DELISTED
Treehouse Foods
THS
$275K ﹤0.01%
4,064
-419
-9% -$30.9K
NWE icon
1870
NorthWestern Energy
NWE
$4.38B
$274K ﹤0.01%
4,811
+11
+0.2% +$656
ING icon
1871
ING
ING
$101B
$273K ﹤0.01%
14,853
-866
-6% -$15.7K
NBB icon
1872
Nuveen Taxable Municipal Income Fund
NBB
$455M
$273K ﹤0.01%
12,765
+600
+5% +$12.9K
NBD
1873
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$272K ﹤0.01%
12,336
-570
-4% -$12.6K
TOK icon
1874
iShares MSCI Kokusai Fund
TOK
$257M
$271K ﹤0.01%
4,343
+143
+3% +$8.73K
TFCFA
1875
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$271K ﹤0.01%
10,327
-2,233
-18% -$61.5K
73 74
75
76 77

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.