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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGNA
1851
DELISTED
TEGNA Inc
TGNA
$174K ﹤0.01%
12,483
+25
+0.2% +$351
UNM icon
1852
Unum
UNM
$14.5B
$174K ﹤0.01%
4,873
-1
-0% -$34
VIOV icon
1853
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$174K ﹤0.01%
3,234
+196
+6% +$10.4K
SGYP
1854
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$174K ﹤0.01%
31,580
+580
+2% +$2.71K
GXP
1855
DELISTED
Great Plains Energy Incorporated
GXP
$174K ﹤0.01%
6,393
-7,259
-53% -$208K
PAAS icon
1856
Pan American Silver
PAAS
$19.9B
$173K ﹤0.01%
9,847
-4,034
-29% -$75.4K
ACNB icon
1857
ACNB Corp
ACNB
$656M
$172K ﹤0.01%
6,483
-1,755
-21% -$46.2K
NIE
1858
Virtus Equity & Convertible Income Fund
NIE
$738M
$172K ﹤0.01%
9,150
-1,293
-12% -$24.5K
MBLY
1859
DELISTED
Mobileye N.V.
MBLY
$172K ﹤0.01%
4,051
-798
-16% -$36.9K
LUX
1860
DELISTED
Luxottica Group
LUX
$171K ﹤0.01%
3,584
-43
-1% -$2.09K
EHI
1861
Western Asset Global High Income Fund
EHI
$177M
$170K ﹤0.01%
16,603
+1,762
+12% +$17.7K
OIL
1862
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$170K ﹤0.01%
29,203
-2,939
-9% -$16.5K
DRI icon
1863
Darden Restaurants
DRI
$25.9B
$169K ﹤0.01%
2,754
-3,576
-56% -$222K
KST
1864
DELISTED
Deutsche Strategic Income Trust
KST
$169K ﹤0.01%
14,007
+2
+0% +$24
CDW icon
1865
CDW
CDW
$17.1B
$168K ﹤0.01%
3,697
+1,289
+54% +$56.5K
ELS icon
1866
Equity Lifestyle Properties
ELS
$12.4B
$168K ﹤0.01%
4,352
+4,310
+10,262% +$171K
SEDG icon
1867
SolarEdge
SEDG
$1.98B
$168K ﹤0.01%
9,765
+1,200
+14% +$21.2K
LSI
1868
DELISTED
Life Storage, Inc.
LSI
$168K ﹤0.01%
2,834
-2,943
-51% -$188K
VTA
1869
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$168K ﹤0.01%
14,271
+4,883
+52% +$56K
CWT icon
1870
California Water Service
CWT
$3.09B
$167K ﹤0.01%
5,203
-199
-4% -$6.42K
GSBC icon
1871
Great Southern Bancorp
GSBC
$877M
$167K ﹤0.01%
4,108
– –
IGV icon
1872
iShares Expanded Tech-Software Sector ETF
IGV
$15.2B
$167K ﹤0.01%
7,330
-275
-4% -$6.1K
ING icon
1873
ING
ING
$102B
$167K ﹤0.01%
13,457
+7,993
+146% +$92.8K
LBTYK icon
1874
Liberty Global Class C
LBTYK
$3.46B
$167K ﹤0.01%
5,075
-808
-14% -$24.9K
MWA icon
1875
Mueller Water Products
MWA
$4.09B
$167K ﹤0.01%
13,333
+2,405
+22% +$28.8K
73 74
75
76 77

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.