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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
1851
Nokia
NOK
$59B
$135K ﹤0.01%
19,201
-2,548
-12% -$18.2K
PNR icon
1852
Pentair
PNR
$10.5B
$135K ﹤0.01%
4,102
-2,289
-36% -$83.7K
SBGI icon
1853
Sinclair Inc
SBGI
$1B
$135K ﹤0.01%
4,131
+160
+4% +$5.09K
GOOD
1854
Gladstone Commercial Corp
GOOD
$641M
$134K ﹤0.01%
9,200
+2,950
+47% +$44.2K
POR icon
1855
Portland General Electric
POR
$5.74B
$134K ﹤0.01%
3,705
-1,237
-25% -$45.6K
SPXX icon
1856
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$134K ﹤0.01%
9,925
+492
+5% +$6.66K
PICB icon
1857
Invesco International Corporate Bond ETF
PICB
$361M
$133K ﹤0.01%
5,246
-3,599
-41% -$92.2K
HSBC.PRA
1858
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$133K ﹤0.01%
5,186
-688
-12% -$17.6K
PFIN
1859
DELISTED
P&F Industries
PFIN
$133K ﹤0.01%
15,000
– –
DXGE
1860
DELISTED
WisdomTree Germany Hedged Equity Fund
DXGE
$133K ﹤0.01%
4,940
-2,053
-29% -$56.5K
NVAX icon
1861
Novavax
NVAX
$1.34B
$132K ﹤0.01%
786
-35
-4% -$5.39K
SCHO icon
1862
Schwab Short-Term US Treasury ETF
SCHO
$13B
$132K ﹤0.01%
5,208
+514
+11% +$13K
DBV
1863
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$132K ﹤0.01%
5,669
+180
+3% +$4.16K
BBC icon
1864
Virtus Biotech Clinical Trials ETF
BBC
$49.7M
$131K ﹤0.01%
4,501
-499
-10% -$14.4K
DDD icon
1865
3D Systems Corp
DDD
$603M
$131K ﹤0.01%
15,103
-4,959
-25% -$51.2K
LAD icon
1866
Lithia Motors
LAD
$8.32B
$131K ﹤0.01%
1,237
-1,429
-54% -$164K
NUVA
1867
DELISTED
NuVasive, Inc.
NUVA
$131K ﹤0.01%
2,439
+764
+46% +$39K
NQI
1868
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$131K ﹤0.01%
9,650
+2,012
+26% +$26.5K
ASRT
1869
DELISTED
Assertio
ASRT
$130K ﹤0.01%
120
+1
+0.8% +$1.13K
CHH icon
1870
Choice Hotels
CHH
$4.71B
$130K ﹤0.01%
2,587
-22
-0.8% -$1.12K
EHI
1871
Western Asset Global High Income Fund
EHI
$177M
$130K ﹤0.01%
14,949
+1,649
+12% +$15K
BMRC icon
1872
Bank of Marin Bancorp
BMRC
$462M
$129K ﹤0.01%
4,816
– –
FNV icon
1873
Franco-Nevada
FNV
$45.5B
$129K ﹤0.01%
2,819
+1,124
+66% +$54.5K
GRPN icon
1874
Groupon
GRPN
$901M
$129K ﹤0.01%
2,109
-269
-11% -$17.3K
NVRI icon
1875
Enviri
NVRI
$583M
$129K ﹤0.01%
16,459
-14,875
-47% -$145K
73 74
75
76 77

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.