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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INP
1851
DELISTED
iPath ETNs Linked to the MSCI India Total Return Index
INP
$120K ﹤0.01%
1,810
– –
NTT
1852
DELISTED
Nippon Telegraph & Telephone
NTT
$120K ﹤0.01%
3,376
-654
-16% -$24.5K
JJSF icon
1853
J&J Snack Foods
JJSF
$1.67B
$119K ﹤0.01%
1,050
+749
+249% +$86.1K
PKG icon
1854
Packaging Corp of America
PKG
$22.8B
$119K ﹤0.01%
1,976
+276
+16% +$18.4K
BCIC
1855
BCP Investment Corp
BCIC
$95.6M
$119K ﹤0.01%
2,641
+360
+16% +$18K
SCHO icon
1856
Schwab Short-Term US Treasury ETF
SCHO
$13B
$119K ﹤0.01%
4,694
-676
-13% -$17.1K
SIG icon
1857
Signet Jewelers
SIG
$3.59B
$119K ﹤0.01%
869
+28
+3% +$3.59K
B
1858
DELISTED
Barnes Group Inc.
B
$119K ﹤0.01%
3,311
-16
-0.5% -$613
SYT
1859
DELISTED
Syngenta Ag
SYT
$119K ﹤0.01%
1,867
+339
+22% +$25.8K
GGE
1860
DELISTED
Guggenheim Enhncd Eqty Strtgy Fd
GGE
$119K ﹤0.01%
+8,000
New +$131K
LINE
1861
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$119K ﹤0.01%
44,147
+2,601
+6% +$11.6K
SIVB
1862
DELISTED
SVB Financial Group
SIVB
$119K ﹤0.01%
1,040
-791
-43% -$106K
NDLS icon
1863
Noodles & Co
NDLS
$98M
$118K ﹤0.01%
1,042
-63
-6% -$6.87K
AMOV
1864
DELISTED
America Movil SAB de CV
AMOV
$118K ﹤0.01%
7,532
-3,922
-34% -$69.3K
SFM icon
1865
Sprouts Farmers Market
SFM
$8.03B
$117K ﹤0.01%
5,592
-420
-7% -$9.65K
VLUE icon
1866
iShares MSCI USA Value Factor ETF
VLUE
$9.72B
$117K ﹤0.01%
1,950
+1,509
+342% +$96K
VMO icon
1867
Invesco Municipal Opportunity Trust
VMO
$662M
$117K ﹤0.01%
9,333
-1,015
-10% -$12.6K
SASR
1868
DELISTED
Sandy Spring Bancorp Inc
SASR
$117K ﹤0.01%
4,463
– –
MES
1869
DELISTED
VANECK VECTORS GULF STATES INDEX ETF
MES
$117K ﹤0.01%
4,700
– –
BMRC icon
1870
Bank of Marin Bancorp
BMRC
$462M
$116K ﹤0.01%
4,816
– –
CQP icon
1871
Cheniere Energy
CQP
$33.3B
$116K ﹤0.01%
4,418
-15,963
-78% -$467K
ECON icon
1872
Columbia Emerging Markets Consumer ETF
ECON
$313M
$116K ﹤0.01%
5,328
+9
+0.2% +$213
NVAX icon
1873
Novavax
NVAX
$1.34B
$116K ﹤0.01%
821
-30
-4% -$6.73K
BBY icon
1874
Best Buy
BBY
$17.5B
$115K ﹤0.01%
3,097
-7
-0.2% -$240
JPI
1875
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$115K ﹤0.01%
5,208
+19
+0.4% +$424
73 74
75
76 77

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.