We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STE icon
1851
Steris
STE
$23.1B
$106K ﹤0.01%
1,638
-44
-3% -$2.72K
TSI
1852
TCW Strategic Income Fund
TSI
$214M
$106K ﹤0.01%
19,749
+105
+0.5% +$577
DBGR
1853
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
$106K ﹤0.01%
+4,526
New +$111K
ICPT
1854
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$106K ﹤0.01%
682
-125
-15% -$23.1K
FBG
1855
DELISTED
UBS AG LONDON BRH FISHER ENHANCED BIG CAP GROWTH ETN
FBG
$106K ﹤0.01%
1,920
– –
BIL icon
1856
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$105K ﹤0.01%
1,148
-76
-6% -$6.95K
COO icon
1857
Cooper Companies
COO
$15B
$105K ﹤0.01%
2,600
+348
+15% +$14K
NFJ
1858
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.45B
$105K ﹤0.01%
6,568
-2,831
-30% -$48.6K
WABC icon
1859
Westamerica Bancorp
WABC
$1.38B
$105K ﹤0.01%
2,132
+741
+53% +$35.6K
IBMF
1860
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$105K ﹤0.01%
+3,822
New +$105K
DCA
1861
DELISTED
Virtus Total Return Fund
DCA
$105K ﹤0.01%
23,198
+10,145
+78% +$46.5K
CIF
1862
DELISTED
MFS Intermediate High Income Fund
CIF
$104K ﹤0.01%
38,996
-391
-1% -$1.05K
EA
1863
DELISTED
Electronic Arts
EA
$104K ﹤0.01%
2,083
+831
+66% +$34.3K
FPE icon
1864
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$104K ﹤0.01%
5,530
+3,026
+121% +$57.5K
OGS icon
1865
ONE Gas
OGS
$5.05B
$104K ﹤0.01%
2,512
+901
+56% +$35K
PNFP icon
1866
Pinnacle Financial Partners Inc
PNFP
$16.2B
$104K ﹤0.01%
2,626
-312
-11% -$11.7K
WWW icon
1867
Wolverine World Wide
WWW
$1.48B
$104K ﹤0.01%
3,520
+2,368
+206% +$65.6K
EGN
1868
DELISTED
Energen
EGN
$104K ﹤0.01%
1,636
-198
-11% -$12.5K
XLS
1869
DELISTED
EXELIS INC COM STK
XLS
$104K ﹤0.01%
5,736
+2,351
+69% +$40.6K
CNC icon
1870
Centene
CNC
$33.1B
$103K ﹤0.01%
3,948
-404
-9% -$9.43K
DNOW icon
1871
DNOW Inc
DNOW
$3.04B
$103K ﹤0.01%
4,016
-805
-17% -$22K
IFN
1872
Aberdeen India Fund
IFN
$509M
$103K ﹤0.01%
3,973
+2,084
+110% +$57.2K
KBWY icon
1873
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$311M
$103K ﹤0.01%
2,939
+1,215
+70% +$40.8K
MIDD icon
1874
Middleby
MIDD
$5.38B
$103K ﹤0.01%
1,039
-179
-15% -$16.4K
SKM icon
1875
SK Telecom
SKM
$13.5B
$103K ﹤0.01%
2,231
+438
+24% +$20.3K
73 74
75
76 77

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.