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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XNCR icon
1851
Xencor
XNCR
$1.71B
$55K ﹤0.01%
+6,000
New +$51.5K
PRKR
1852
DELISTED
Parkervision Inc
PRKR
$55K ﹤0.01%
1,200
-600
-33% -$23.2K
JNS
1853
DELISTED
Janus Capital Group Inc
JNS
$55K ﹤0.01%
4,462
-98
-2% -$1.01K
ILB
1854
DELISTED
PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
ILB
$55K ﹤0.01%
1,150
– –
CMLP
1855
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$55K ﹤0.01%
2,190
+412
+23% +$9.16K
TSRE
1856
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
$55K ﹤0.01%
8,625
+5,582
+183% +$31.1K
EOX
1857
DELISTED
EMERALD OIL INC (MT)
EOX
$55K ﹤0.01%
360
+190
+112% +$29.4K
CDNS icon
1858
Cadence Design Systems
CDNS
$89.2B
$54K ﹤0.01%
3,774
+646
+21% +$8.66K
FTC icon
1859
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$54K ﹤0.01%
1,309
– –
IEP icon
1860
Icahn Enterprises
IEP
$5.33B
$54K ﹤0.01%
490
-380
-44% -$41.3K
TDS icon
1861
Telephone and Data Systems
TDS
$4.03B
$54K ﹤0.01%
2,083
+340
+20% +$9.62K
TROX icon
1862
Tronox
TROX
$958M
$54K ﹤0.01%
2,355
+28
+1% +$637
TU icon
1863
Telus
TU
$15.2B
$54K ﹤0.01%
3,126
+60
+2% +$1.03K
WPS
1864
DELISTED
iShares International Developed Property ETF
WPS
$54K ﹤0.01%
1,436
+330
+30% +$12.4K
DLBS
1865
DELISTED
iPath US Treasury Long Bond Bear ETN
DLBS
$54K ﹤0.01%
+1,469
New +$51.2K
RDC
1866
DELISTED
Rowan Companies Plc
RDC
$54K ﹤0.01%
1,542
-52
-3% -$1.86K
AAV
1867
DELISTED
Advantage Oil & Gas Ltd
AAV
$54K ﹤0.01%
12,425
– –
STRZA
1868
DELISTED
Starz - Series A
STRZA
$54K ﹤0.01%
1,844
+459
+33% +$13.2K
AEG icon
1869
Aegon
AEG
$13.9B
$53K ﹤0.01%
8,213
+470
+6% +$2.67K
ASRT
1870
DELISTED
Assertio
ASRT
$53K ﹤0.01%
83
– –
IWL icon
1871
iShares Russell Top 200 ETF
IWL
$2.29B
$53K ﹤0.01%
1,251
+700
+127% +$28.2K
WAT icon
1872
Waters Corp
WAT
$40.6B
$53K ﹤0.01%
528
+3
+0.6% +$302
DDF
1873
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$53K ﹤0.01%
5,623
+32
+0.6% +$295
AVP
1874
DELISTED
Avon Products, Inc.
AVP
$53K ﹤0.01%
3,071
-24,742
-89% -$462K
CFNB
1875
DELISTED
California First National Banc
CFNB
$53K ﹤0.01%
3,500
– –
73 74
75
76 77

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.