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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APLP
1826
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$289K ﹤0.01%
20,242
-1,371
-6% -$19.3K
STNG icon
1827
Scorpio Tankers
STNG
$3.72B
$288K ﹤0.01%
8,410
– –
CHK.PRD
1828
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$288K ﹤0.01%
5,677
– –
FNG
1829
DELISTED
AdvisorShares New Tech and Media ETF
FNG
$288K ﹤0.01%
+13,550
New +$282K
VR
1830
DELISTED
Validus Hold Ltd
VR
$287K ﹤0.01%
5,839
-1,049
-15% -$53.3K
EAT icon
1831
Brinker International
EAT
$9.49B
$286K ﹤0.01%
8,994
+1,988
+28% +$67.7K
BRSL
1832
Brightstar Lottery PLC
BRSL
$2.07B
$286K ﹤0.01%
11,644
+11,272
+3,030% +$230K
VNM icon
1833
VanEck Vietnam ETF
VNM
$507M
$285K ﹤0.01%
19,150
+8,573
+81% +$126K
KMI.PRA
1834
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$285K ﹤0.01%
6,698
+3,258
+95% +$139K
IGD
1835
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$524M
$284K ﹤0.01%
35,065
+20,832
+146% +$161K
ATHX
1836
DELISTED
Athersys, Inc. Common Stock
ATHX
$284K ﹤0.01%
5,512
-116
-2% -$5.22K
RSPG icon
1837
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$596M
$283K ﹤0.01%
5,146
+879
+21% +$45.8K
WAFD icon
1838
WaFd
WAFD
$2.82B
$283K ﹤0.01%
8,411
-124
-1% -$4.03K
NLSN
1839
DELISTED
Nielsen Holdings plc
NLSN
$283K ﹤0.01%
6,833
-121
-2% -$4.83K
PBW icon
1840
Invesco WilderHill Clean Energy ETF
PBW
$463M
$282K ﹤0.01%
11,981
+1,758
+17% +$39.1K
PMO
1841
Franklin Municipal Opportunities Trust
PMO
$285M
$282K ﹤0.01%
22,367
+8,320
+59% +$105K
SMLV icon
1842
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$259M
$282K ﹤0.01%
2,949
+191
+7% +$17.6K
MBFI
1843
DELISTED
MB Financial Corp
MBFI
$282K ﹤0.01%
6,275
-689
-10% -$28.5K
ETHO icon
1844
Amplify Etho Climate Leadership US ETF
ETHO
$195M
$281K ﹤0.01%
8,758
+1,846
+27% +$57.4K
KSM
1845
DELISTED
DWS Strategic Municipal Income Trust
KSM
$281K ﹤0.01%
22,981
+1,052
+5% +$13.1K
AMG icon
1846
Affiliated Managers Group
AMG
$9.48B
$280K ﹤0.01%
1,471
-88
-6% -$15.7K
EOD
1847
Allspring Global Dividend Opportunity Fund
EOD
$287M
$280K ﹤0.01%
44,654
-3,722
-8% -$23.4K
HQY icon
1848
HealthEquity
HQY
$8.83B
$280K ﹤0.01%
5,530
+163
+3% +$7.59K
MUNI icon
1849
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$280K ﹤0.01%
5,185
-145
-3% -$7.8K
DBD
1850
DELISTED
Diebold Nixdorf Incorporated
DBD
$280K ﹤0.01%
12,238
+4,224
+53% +$90K
72 73
74
75 76

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HAM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.