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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DATA
1826
DELISTED
Tableau Software, Inc.
DATA
$178K ﹤0.01%
3,222
+414
+15% +$22.8K
USG
1827
DELISTED
Usg
USG
$178K ﹤0.01%
6,917
+1,944
+39% +$54K
RBS.PRS.CL
1828
DELISTED
The Royal Bank Of Scotland Group
RBS.PRS.CL
$178K ﹤0.01%
7,040
-97
-1% -$2.47K
FHI icon
1829
Federated Hermes
FHI
$4.7B
$177K ﹤0.01%
5,978
+514
+9% +$16.1K
FIVN icon
1830
FIVE9
FIVN
$2.53B
$177K ﹤0.01%
+11,277
New +$154K
GRMN
1831
Garmin
GRMN
$59.8B
$177K ﹤0.01%
3,675
-283
-7% -$14K
HL icon
1832
Hecla Mining
HL
$11.9B
$177K ﹤0.01%
31,083
-7,140
-19% -$43.6K
MMS icon
1833
Maximus
MMS
$2.94B
$177K ﹤0.01%
3,122
-1,081
-26% -$62.9K
TRU icon
1834
TransUnion
TRU
$15.2B
$177K ﹤0.01%
5,154
+490
+11% +$16.4K
CEM
1835
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$177K ﹤0.01%
2,186
-67
-3% -$5.35K
CDK
1836
DELISTED
CDK Global, Inc.
CDK
$177K ﹤0.01%
3,092
-1,404
-31% -$80.8K
MEMP
1837
DELISTED
Memorial Production Partners LP Common Units
MEMP
$177K ﹤0.01%
99,525
-5,726
-5% -$10.1K
AOD
1838
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$176K ﹤0.01%
23,130
+3,541
+18% +$27K
AVT icon
1839
Avnet
AVT
$7.98B
$176K ﹤0.01%
4,255
-678
-14% -$27.6K
ITB icon
1840
iShares US Home Construction ETF
ITB
$2.37B
$176K ﹤0.01%
6,369
-246
-4% -$7.04K
JPGE
1841
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
$176K ﹤0.01%
3,291
-240
-7% -$12.6K
DHG
1842
DELISTED
Deutsche High Incm Opportunities
DHG
$176K ﹤0.01%
12,405
-1,458
-11% -$20.5K
DBJP icon
1843
Xtrackers MSCI Japan Hedged Equity ETF
DBJP
$726M
$175K ﹤0.01%
5,322
+3,246
+156% +$104K
EPC icon
1844
Edgewell Personal Care
EPC
$1.32B
$175K ﹤0.01%
2,195
+262
+14% +$21.1K
BERY
1845
DELISTED
Berry Global Group, Inc.
BERY
$175K ﹤0.01%
4,363
+1,633
+60% +$64.1K
INC
1846
DELISTED
ISHARES U S ETF TRFXD INCOME BALANCED RISK ETF (DE)
INC
$175K ﹤0.01%
1,725
-100
-5% -$10.1K
BRKL
1847
DELISTED
Brookline Bancorp
BRKL
$174K ﹤0.01%
14,314
+4
+0% +$46
EVG
1848
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$174K ﹤0.01%
12,720
+78
+0.6% +$1.06K
PHD
1849
DELISTED
Pioneer Floating Rate Fund
PHD
$174K ﹤0.01%
14,785
-910
-6% -$10.4K
RZG icon
1850
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$174K ﹤0.01%
5,880
-468
-7% -$13.6K
72 73
74
75 76

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.