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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GORO icon
1826
Goldgroup Mining Inc.
GORO
$211M
$123K ﹤0.01%
48,891
+37,455
+328% +$89.3K
MD icon
1827
Pediatrix Medical
MD
$2.15B
$123K ﹤0.01%
1,574
-5
-0.3% -$403
PXI icon
1828
Invesco Dorsey Wright Energy Momentum ETF
PXI
$54.7M
$123K ﹤0.01%
3,463
+1
+0% +$40
SR icon
1829
Spire
SR
$4.89B
$123K ﹤0.01%
2,255
+19
+0.8% +$1.01K
FIDU icon
1830
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$122K ﹤0.01%
4,795
-200
-4% -$5.43K
GTLS
1831
DELISTED
Chart Industries
GTLS
$122K ﹤0.01%
6,326
+319
+5% +$8.41K
HII icon
1832
Huntington Ingalls Industries
HII
$12.9B
$122K ﹤0.01%
1,140
-22
-2% -$2.51K
MYI icon
1833
BlackRock MuniYield Quality Fund III
MYI
$717M
$122K ﹤0.01%
8,704
+2,192
+34% +$30.7K
PML
1834
PIMCO Municipal Income Fund II
PML
$497M
$122K ﹤0.01%
10,167
– –
QABA icon
1835
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$94.8M
$122K ﹤0.01%
3,195
+845
+36% +$32.7K
XRX icon
1836
Xerox
XRX
$412M
$122K ﹤0.01%
4,779
-1,410
-23% -$39.1K
PACW
1837
DELISTED
PacWest Bancorp
PACW
$122K ﹤0.01%
2,862
+222
+8% +$9.95K
DBV
1838
DELISTED
Invesco DB G10 Currency Harvest Fund
DBV
$122K ﹤0.01%
5,489
-186
-3% -$4.25K
ASHR icon
1839
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.58B
$121K ﹤0.01%
3,718
-22,383
-86% -$828K
BIT icon
1840
BlackRock Multi-Sector Income Trust
BIT
$701M
$121K ﹤0.01%
7,702
-5,294
-41% -$86.3K
CF icon
1841
CF Industries
CF
$17.7B
$121K ﹤0.01%
2,696
+213
+9% +$12.4K
CWT icon
1842
California Water Service
CWT
$3.09B
$121K ﹤0.01%
5,496
-422
-7% -$9.23K
GYLD icon
1843
Arrow Dow Jones Global Yield ETF
GYLD
$38M
$121K ﹤0.01%
6,246
-1,270
-17% -$26.7K
SPWH icon
1844
Sportsman's Warehouse
SPWH
$46M
$121K ﹤0.01%
10,000
-10,306
-51% -$128K
AIA icon
1845
iShares Asia 50 ETF
AIA
$5.07B
$120K ﹤0.01%
2,888
– –
EHI
1846
Western Asset Global High Income Fund
EHI
$177M
$120K ﹤0.01%
13,300
+164
+1% +$1.6K
INCO icon
1847
Columbia India Consumer ETF
INCO
$239M
$120K ﹤0.01%
3,852
+646
+20% +$21.7K
SIVR icon
1848
abrdn Physical Silver Shares ETF
SIVR
$4.47B
$120K ﹤0.01%
8,388
-239
-3% -$3.5K
SPXX icon
1849
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$120K ﹤0.01%
9,433
+2,100
+29% +$28.6K
STRZA
1850
DELISTED
Starz - Series A
STRZA
$120K ﹤0.01%
3,231
+568
+21% +$22.8K
72 73
74
75 76

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HAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.