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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STON
1826
DELISTED
StoneMor Inc.
STON
$111K ﹤0.01%
4,301
+146
+4% +$3.78K
GM.WS.B
1827
DELISTED
General Motors Company
GM.WS.B
$111K ﹤0.01%
6,540
+975
+18% +$14.1K
PFIN
1828
DELISTED
P&F Industries
PFIN
$111K ﹤0.01%
14,000
-1,000
-7% -$7.96K
PACB icon
1829
Pacific Biosciences
PACB
$357M
$110K ﹤0.01%
+14,000
New +$89.6K
PML
1830
PIMCO Municipal Income Fund II
PML
$497M
$110K ﹤0.01%
9,267
+770
+9% +$9.09K
PWV icon
1831
Invesco Large Cap Value ETF
PWV
$1.79B
$110K ﹤0.01%
3,525
+2
+0.1% +$61
ARRS
1832
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$110K ﹤0.01%
3,667
+207
+6% +$5.86K
CMP icon
1833
Compass Minerals
CMP
$1.12B
$109K ﹤0.01%
1,249
-8
-0.6% -$686
KKD
1834
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$109K ﹤0.01%
5,363
+4,218
+368% +$79.9K
EWI icon
1835
iShares MSCI Italy ETF
EWI
$1.08B
$108K ﹤0.01%
3,978
-7,901
-67% -$228K
EWW icon
1836
iShares MSCI Mexico ETF
EWW
$1.87B
$108K ﹤0.01%
1,807
+164
+10% +$10.5K
FXA icon
1837
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$108K ﹤0.01%
1,313
+1,171
+825% +$100K
NHS
1838
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$108K ﹤0.01%
8,750
+2,495
+40% +$31.5K
NUW icon
1839
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$108K ﹤0.01%
6,140
+4,500
+274% +$76K
REMX icon
1840
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.23B
$108K ﹤0.01%
1,424
+978
+219% +$78.4K
WES icon
1841
Western Midstream Partners
WES
$19.9B
$108K ﹤0.01%
1,785
+33
+2% +$1.99K
CLGX
1842
DELISTED
Corelogic, Inc.
CLGX
$108K ﹤0.01%
3,425
+545
+19% +$16.6K
SQNM
1843
DELISTED
SEQUENOM INC NEW
SQNM
$108K ﹤0.01%
29,100
– –
NHI icon
1844
National Health Investors
NHI
$3.47B
$107K ﹤0.01%
1,529
+749
+96% +$48.7K
ERF
1845
DELISTED
Enerplus Corporation
ERF
$107K ﹤0.01%
11,191
+2,805
+33% +$37.9K
CASC
1846
DELISTED
Cascadian Therapeutics, Inc.
CASC
$107K ﹤0.01%
9,353
+1,432
+18% +$15.5K
BJZ
1847
DELISTED
Blackrock Ca Muni 2018 Term Tr
BJZ
$107K ﹤0.01%
+7,000
New +$107K
CME icon
1848
CME Group
CME
$94.3B
$106K ﹤0.01%
1,184
+303
+34% +$25.7K
ETO
1849
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$527M
$106K ﹤0.01%
+4,359
New +$109K
OIA icon
1850
Invesco Municipal Income Opportunities Trust
OIA
$289M
$106K ﹤0.01%
15,249
+400
+3% +$2.73K
72 73
74
75 76

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.