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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TU icon
1826
Telus
TU
$15.2B
$51K ﹤0.01%
3,066
+56
+2% +$873
ASNA
1827
DELISTED
Ascena Retail Group, Inc.
ASNA
$51K ﹤0.01%
128
-387
-75% -$138K
BSP
1828
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
$51K ﹤0.01%
6,295
+72
+1% +$577
EWS icon
1829
iShares MSCI Singapore ETF
EWS
$1.16B
$50K ﹤0.01%
1,901
+720
+61% +$18.9K
HLX icon
1830
Helix Energy Solutions
HLX
$1.49B
$50K ﹤0.01%
2,037
– –
ISCB icon
1831
iShares Morningstar Small-Cap ETF
ISCB
$294M
$50K ﹤0.01%
1,664
– –
LAD icon
1832
Lithia Motors
LAD
$8.32B
$50K ﹤0.01%
727
+38
+6% +$2.48K
MED icon
1833
Medifast
MED
$128M
$50K ﹤0.01%
1,850
– –
VGM icon
1834
Invesco Trust Investment Grade Municipals
VGM
$572M
$50K ﹤0.01%
4,032
-219
-5% -$2.7K
DDF
1835
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$50K ﹤0.01%
5,591
+32
+0.6% +$286
GNC
1836
DELISTED
GNC Holdings, Inc.
GNC
$50K ﹤0.01%
912
-398
-30% -$20.3K
HMH
1837
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$50K ﹤0.01%
8,657
-3,120
-26% -$17.7K
FCO
1838
DELISTED
abrdn Global Income Fund
FCO
$49K ﹤0.01%
4,500
+3,700
+463% +$39.7K
FTC icon
1839
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.4B
$49K ﹤0.01%
1,309
– –
IVZ icon
1840
Invesco
IVZ
$14.3B
$49K ﹤0.01%
1,543
+116
+8% +$3.7K
PGHY icon
1841
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$49K ﹤0.01%
+1,950
New +$48.6K
RJF icon
1842
Raymond James Financial
RJF
$34.8B
$49K ﹤0.01%
1,763
+143
+9% +$4.13K
SPYG icon
1843
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.5B
$49K ﹤0.01%
+2,532
New +$48.4K
TEN
1844
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$49K ﹤0.01%
973
-153
-14% -$7.46K
AOL
1845
DELISTED
AOL INC COMMON STOCK
AOL
$49K ﹤0.01%
1,365
-31
-2% -$1.1K
MJI
1846
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$49K ﹤0.01%
3,651
– –
CVD
1847
DELISTED
COVANCE INC.
CVD
$49K ﹤0.01%
565
+7
+1% +$576
CAM
1848
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$49K ﹤0.01%
855
+29
+4% +$1.73K
DNY
1849
DELISTED
DONNELLEY R R & SONS CO
DNY
$49K ﹤0.01%
3,074
+634
+26% +$10.1K
DAKT icon
1850
Daktronics
DAKT
$988M
$48K ﹤0.01%
4,300
+4,000
+1,333% +$44.1K
72 73
74
75 76

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.