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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPD icon
1801
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
$297K ﹤0.01%
9,564
+2,940
+44% +$89.8K
W icon
1802
Wayfair
W
$14.2B
$297K ﹤0.01%
4,411
+284
+7% +$21.1K
SWIN
1803
DELISTED
Alps/Dorsey Wright Sector Momentum ETF
SWIN
$297K ﹤0.01%
10,582
+1,404
+15% +$39.1K
CUNB
1804
DELISTED
CU Bancorp
CUNB
$297K ﹤0.01%
7,663
+1,475
+24% +$53.7K
HMC icon
1805
Honda
HMC
$41B
$296K ﹤0.01%
9,961
+688
+7% +$19.4K
TRU icon
1806
TransUnion
TRU
$15.4B
$296K ﹤0.01%
6,237
+462
+8% +$21.1K
DDWM icon
1807
WisdomTree Dynamic International Equity Fund
DDWM
$1.5B
$295K ﹤0.01%
9,906
-1,368
-12% -$39.7K
DY icon
1808
Dycom Industries
DY
$12.2B
$295K ﹤0.01%
3,425
-982
-22% -$82.8K
FFA
1809
First Trust Enhanced Equity Income Fund
FFA
$471M
$295K ﹤0.01%
19,579
-6,823
-26% -$102K
PEO
1810
Adams Natural Resources Fund
PEO
$774M
$295K ﹤0.01%
15,556
+2,887
+23% +$51.8K
BGS icon
1811
B&G Foods
BGS
$281M
$294K ﹤0.01%
9,220
-9,283
-50% -$305K
MWA icon
1812
Mueller Water Products
MWA
$4.11B
$294K ﹤0.01%
22,927
+14,351
+167% +$170K
GWPH
1813
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$294K ﹤0.01%
2,887
+956
+50% +$102K
WTPI
1814
WisdomTree Equity Premium Income Fund
WTPI
$504M
$293K ﹤0.01%
9,943
+9,343
+1,557% +$273K
EZA icon
1815
iShares MSCI South Africa ETF
EZA
$569M
$292K ﹤0.01%
4,965
+530
+12% +$31.9K
BSD
1816
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$292K ﹤0.01%
20,315
+1,800
+10% +$26.1K
CYS
1817
DELISTED
CYS Investments Inc.
CYS
$292K ﹤0.01%
33,846
+2,566
+8% +$22.1K
M icon
1818
Macy's
M
$6.48B
$291K ﹤0.01%
13,352
+9,202
+222% +$202K
WOOD icon
1819
iShares Global Timber & Forestry ETF
WOOD
$270M
$291K ﹤0.01%
4,342
+2,071
+91% +$131K
WSM icon
1820
Williams-Sonoma
WSM
$29.8B
$291K ﹤0.01%
11,662
-3,884
-25% -$90.3K
GCI
1821
DELISTED
Gannett Co., Inc
GCI
$291K ﹤0.01%
32,423
+60
+0.2% +$515
AGCO icon
1822
AGCO
AGCO
$7.15B
$290K ﹤0.01%
3,922
+508
+15% +$35.6K
BPT
1823
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$290K ﹤0.01%
12,959
-3,091
-19% -$62.9K
PICB icon
1824
Invesco International Corporate Bond ETF
PICB
$361M
$290K ﹤0.01%
10,710
+1,190
+13% +$32.1K
USG
1825
DELISTED
Usg
USG
$289K ﹤0.01%
8,883
+4,649
+110% +$134K
71 72
73
74 75

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.