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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PTLA
1801
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$187K ﹤0.01%
8,245
+144
+2% +$3.38K
MT icon
1802
ArcelorMittal
MT
$55.9B
$186K ﹤0.01%
10,249
+6,968
+212% +$124K
HYLD
1803
DELISTED
High Yield ETF
HYLD
$186K ﹤0.01%
5,313
-1,055
-17% -$36.6K
EPHE icon
1804
iShares MSCI Philippines ETF
EPHE
$146M
$185K ﹤0.01%
4,960
+2,681
+118% +$104K
JHS
1805
John Hancock Income Securities Trust
JHS
$127M
$185K ﹤0.01%
12,406
– –
NGD
1806
DELISTED
New Gold Inc
NGD
$185K ﹤0.01%
42,463
+40,200
+1,776% +$200K
FAF icon
1807
First American
FAF
$7.38B
$184K ﹤0.01%
4,682
+539
+13% +$22.4K
GOOD
1808
Gladstone Commercial Corp
GOOD
$630M
$184K ﹤0.01%
9,850
-100
-1% -$1.8K
LGF
1809
DELISTED
Lions Gate Entertainment
LGF
$184K ﹤0.01%
9,226
+399
+5% +$8.17K
WES
1810
DELISTED
Western Gas Partners Lp
WES
$184K ﹤0.01%
3,334
-1,375
-29% -$68.9K
CFR icon
1811
Cullen/Frost Bankers
CFR
$10.4B
$183K ﹤0.01%
2,548
+506
+25% +$35K
BRSL
1812
Brightstar Lottery PLC
BRSL
$2.15B
$183K ﹤0.01%
7,507
+182
+2% +$4.01K
SGDJ icon
1813
Sprott Junior Gold Miners ETF
SGDJ
$333M
$183K ﹤0.01%
4,421
+413
+10% +$18.3K
VGI
1814
Virtus Global Multi-Sector Income Fund
VGI
$83.8M
$183K ﹤0.01%
11,506
+3,175
+38% +$49.9K
IBMF
1815
DELISTED
iShares iBonds Sep 2017 Term Muni Bond ETF
IBMF
$183K ﹤0.01%
6,700
+2,831
+73% +$77.5K
BBBY
1816
DELISTED
Bed Bath & Beyond Inc
BBBY
$181K ﹤0.01%
4,181
+9
+0.2% +$400
MXIM
1817
DELISTED
Maxim Integrated Products
MXIM
$181K ﹤0.01%
4,543
-280
-6% -$11K
ERII icon
1818
Energy Recovery
ERII
$397M
$180K ﹤0.01%
11,285
+10,000
+778% +$122K
PTH icon
1819
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$180K ﹤0.01%
10,227
+600
+6% +$9.73K
MGU
1820
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$180K ﹤0.01%
8,220
-65
-0.8% -$1.43K
BSJL
1821
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$180K ﹤0.01%
7,238
+94
+1% +$2.3K
BLE
1822
DELISTED
BlackRock Municipal Income Trust II
BLE
$179K ﹤0.01%
11,098
+95
+0.9% +$1.55K
FYC icon
1823
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$179K ﹤0.01%
5,298
+1,304
+33% +$43.2K
CAF
1824
Morgan Stanley China A Share Fund
CAF
$326M
$178K ﹤0.01%
9,500
+4,400
+86% +$82K
MIDU icon
1825
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$81M
$178K ﹤0.01%
6,541
-352
-5% -$9.52K
71 72
73
74 75

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.