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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPOP icon
1801
Popular Inc
BPOP
$11.3B
$52K ﹤0.01%
1,917
+553
+41% +$17.4K
EUFN icon
1802
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$52K ﹤0.01%
+2,303
New +$50.5K
MCY icon
1803
Mercury Insurance
MCY
$5.81B
$52K ﹤0.01%
1,075
– –
MSCI icon
1804
MSCI
MSCI
$41.8B
$52K ﹤0.01%
1,280
+275
+27% +$10.3K
REZ icon
1805
iShares Residential and Multisector Real Estate ETF
REZ
$861M
$52K ﹤0.01%
1,083
+182
+20% +$9.02K
TILE icon
1806
Interface
TILE
$2.24B
$52K ﹤0.01%
2,609
+1,212
+87% +$22.5K
IFEU
1807
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$52K ﹤0.01%
1,602
+9
+0.6% +$283
HIG.WS
1808
DELISTED
Hartford Financial Services Grp
HIG.WS
$52K ﹤0.01%
+2,335
New +$52.2K
LVL
1809
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$52K ﹤0.01%
4,020
+3,795
+1,687% +$47.8K
DBIZ
1810
DELISTED
AdvisorShares Pring Turner Business Cycle ETF
DBIZ
$52K ﹤0.01%
1,970
– –
HSP
1811
DELISTED
HOSPIRA INC
HSP
$52K ﹤0.01%
1,318
+538
+69% +$21.4K
XLS
1812
DELISTED
EXELIS INC COM STK
XLS
$52K ﹤0.01%
3,539
-122
-3% -$1.71K
NYX
1813
DELISTED
NYSE EURONEXT INC
NYX
$52K ﹤0.01%
1,226
-1,748
-59% -$73.3K
ASML icon
1814
ASML
ASML
$710B
$51K ﹤0.01%
534
-38
-7% -$3.42K
CWT icon
1815
California Water Service
CWT
$3.1B
$51K ﹤0.01%
2,501
+905
+57% +$18.6K
DHF
1816
BNY Mellon High Yield Strategies Fund
DHF
$176M
$51K ﹤0.01%
12,670
+53
+0.4% +$214
EQIX icon
1817
Equinix
EQIX
$106B
$51K ﹤0.01%
291
-30
-9% -$5.43K
GPN icon
1818
Global Payments
GPN
$25.1B
$51K ﹤0.01%
1,840
+1,510
+458% +$36.5K
HPS
1819
John Hancock Preferred Income Fund III
HPS
$459M
$51K ﹤0.01%
3,050
+33
+1% +$568
ITA icon
1820
iShares US Aerospace & Defense ETF
ITA
$14.9B
$51K ﹤0.01%
1,120
+1,100
+5,500% +$48.9K
MAA icon
1821
Mid-America Apartment Communities
MAA
$15.6B
$51K ﹤0.01%
818
-2,605
-76% -$168K
PML
1822
PIMCO Municipal Income Fund II
PML
$494M
$51K ﹤0.01%
4,630
– –
RSG icon
1823
Republic Services
RSG
$65.9B
$51K ﹤0.01%
1,539
+384
+33% +$13.1K
SEE
1824
DELISTED
Sealed Air
SEE
$51K ﹤0.01%
1,727
-92
-5% -$2.61K
TDS icon
1825
Telephone and Data Systems
TDS
$4.03B
$51K ﹤0.01%
1,743
+66
+4% +$1.81K
71 72
73
74 75

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.