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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPLI
1776
People Inc
PPLI
$3.03B
$309K ﹤0.01%
14,705
+2,966
+25% +$57.6K
WCN
1777
Waste Connections
WCN
$42.2B
$309K ﹤0.01%
4,417
+375
+9% +$24.8K
SVVC
1778
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$309K ﹤0.01%
38,545
+2,476
+7% +$19.4K
AX icon
1779
Axos Financial
AX
$5.68B
$308K ﹤0.01%
10,837
+1,763
+19% +$46.1K
EWT icon
1780
iShares MSCI Taiwan ETF
EWT
$11.2B
$308K ﹤0.01%
8,540
-17,244
-67% -$633K
TOL icon
1781
Toll Brothers
TOL
$14.3B
$308K ﹤0.01%
7,431
-11
-0.1% -$433
SMG icon
1782
ScottsMiracle-Gro
SMG
$3.6B
$307K ﹤0.01%
3,143
+286
+10% +$27.1K
FDMO icon
1783
Fidelity Momentum Factor ETF
FDMO
$922M
$306K ﹤0.01%
10,565
+2,962
+39% +$84.4K
FXZ icon
1784
First Trust Materials AlphaDEX Fund
FXZ
$390M
$306K ﹤0.01%
7,588
-13,672
-64% -$531K
LYG icon
1785
Lloyds Banking Group
LYG
$88.9B
$306K ﹤0.01%
84,218
+29,633
+54% +$103K
RACE icon
1786
Ferrari
RACE
$72.1B
$306K ﹤0.01%
2,761
+933
+51% +$99.4K
MXIM
1787
DELISTED
Maxim Integrated Products
MXIM
$305K ﹤0.01%
6,371
+973
+18% +$44.6K
RITM icon
1788
Rithm Capital
RITM
$5.77B
$304K ﹤0.01%
18,170
+8,999
+98% +$147K
BOTZ icon
1789
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.56B
$303K ﹤0.01%
13,907
+13,807
+13,807% +$279K
LYTS icon
1790
LSI Industries
LYTS
$913M
$302K ﹤0.01%
+45,722
New +$320K
NWN icon
1791
Northwest Natural Holdings
NWN
$2.11B
$302K ﹤0.01%
4,694
-524
-10% -$33.6K
STLA icon
1792
Stellantis
STLA
$20.7B
$301K ﹤0.01%
16,832
-15,774
-48% -$218K
VVC
1793
DELISTED
Vectren Corporation
VVC
$301K ﹤0.01%
4,576
-112
-2% -$7.01K
FTNT icon
1794
Fortinet
FTNT
$119B
$300K ﹤0.01%
41,795
-12,015
-22% -$91.2K
PNFP icon
1795
Pinnacle Financial Partners Inc
PNFP
$16B
$300K ﹤0.01%
4,486
+1,389
+45% +$87.5K
HPF
1796
John Hancock Preferred Income Fund II
HPF
$345M
$299K ﹤0.01%
13,647
+3,575
+35% +$78.2K
ALLE icon
1797
Allegion
ALLE
$14.3B
$297K ﹤0.01%
3,427
+808
+31% +$65.3K
ICVT icon
1798
iShares Convertible Bond ETF
ICVT
$7.43B
$297K ﹤0.01%
5,425
+4,500
+486% +$241K
ISCV icon
1799
iShares Morningstar Small-Cap Value ETF
ISCV
$707M
$297K ﹤0.01%
6,075
-48
-0.8% -$2.25K
KYN icon
1800
Kayne Anderson Energy Infrastructure Fund
KYN
$2.49B
$297K ﹤0.01%
16,319
-4,366
-21% -$78.4K
70 71
72
73 74

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HAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.