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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXN
1776
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$195K ﹤0.01%
13,285
-7,048
-35% -$103K
RHI icon
1777
Robert Half
RHI
$4.25B
$195K ﹤0.01%
5,186
+2,053
+66% +$78.2K
MJN
1778
DELISTED
Mead Johnson Nutrition Company
MJN
$195K ﹤0.01%
2,461
-439
-15% -$37.4K
INVN
1779
DELISTED
Invensense Inc
INVN
$195K ﹤0.01%
26,405
+2,050
+8% +$14.5K
NAT icon
1780
Nordic American Tanker
NAT
$1.36B
$194K ﹤0.01%
19,272
+3,834
+25% +$44.5K
VIOO icon
1781
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.35B
$194K ﹤0.01%
3,434
-160
-4% -$8.87K
PUK icon
1782
Prudential
PUK
$34.5B
$193K ﹤0.01%
5,478
+1,239
+29% +$42.7K
WIP icon
1783
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$193K ﹤0.01%
3,392
+1,388
+69% +$77.7K
ICPT
1784
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$193K ﹤0.01%
1,168
+12
+1% +$1.89K
MNK
1785
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$193K ﹤0.01%
2,756
-163
-6% -$11.8K
SLRC icon
1786
SLR Investment Corp
SLRC
$700M
$192K ﹤0.01%
9,362
-7,221
-44% -$145K
VYMI icon
1787
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$192K ﹤0.01%
+3,398
New +$189K
MTD icon
1788
Mettler-Toledo International
MTD
$28.8B
$191K ﹤0.01%
456
+131
+40% +$52K
NKSH icon
1789
National Bankshares
NKSH
$271M
$191K ﹤0.01%
5,330
-1,242
-19% -$43.5K
PWB icon
1790
Invesco Large Cap Growth ETF
PWB
$2.45B
$191K ﹤0.01%
6,048
-781
-11% -$24.9K
VLY icon
1791
Valley National Bancorp
VLY
$8.25B
$191K ﹤0.01%
19,511
-15
-0.1% -$140
LNCE
1792
DELISTED
Snyders-Lance, Inc.
LNCE
$191K ﹤0.01%
5,662
+542
+11% +$18.8K
HIO
1793
Western Asset High Income Opportunity Fund
HIO
$340M
$190K ﹤0.01%
37,598
-2,541
-6% -$12.7K
LEA icon
1794
Lear
LEA
$8.16B
$189K ﹤0.01%
1,553
+155
+11% +$17.6K
SNPS icon
1795
Synopsys
SNPS
$79B
$188K ﹤0.01%
3,157
+1,130
+56% +$64.2K
BRF icon
1796
VanEck Brazil Small-Cap ETF
BRF
$20.3M
$187K ﹤0.01%
11,008
+4,321
+65% +$72.9K
CQP icon
1797
Cheniere Energy
CQP
$33.3B
$187K ﹤0.01%
6,387
+2,037
+47% +$56.5K
TNL icon
1798
Travel + Leisure Co
TNL
$4.58B
$187K ﹤0.01%
6,164
-302
-5% -$9.65K
VLT icon
1799
Invesco High Income Trust II
VLT
$65.8M
$187K ﹤0.01%
12,793
-4,386
-26% -$62.6K
SGEN
1800
DELISTED
Seagen Inc. Common Stock
SGEN
$187K ﹤0.01%
3,480
+1,060
+44% +$50.3K
70 71
72
73 74

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HAM
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.