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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCP
1751
DELISTED
Care Capital Properties, Inc.
CCP
$139K ﹤0.01%
+4,214
New +$136K
AVT icon
1752
Avnet
AVT
$7.98B
$138K ﹤0.01%
3,237
+210
+7% +$8.74K
ETG
1753
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$138K ﹤0.01%
9,308
+72
+0.8% +$1.16K
HTGC icon
1754
Hercules Capital
HTGC
$3.11B
$138K ﹤0.01%
13,615
+3,350
+33% +$38K
TTC icon
1755
Toro Company
TTC
$9.32B
$138K ﹤0.01%
3,946
+170
+5% +$5.9K
PPH icon
1756
VanEck Pharmaceutical ETF
PPH
$991M
$137K ﹤0.01%
2,176
-926
-30% -$65.1K
QQXT icon
1757
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$161M
$137K ﹤0.01%
3,576
+1,000
+39% +$41.5K
TRMB icon
1758
Trimble
TRMB
$13.4B
$137K ﹤0.01%
8,347
-1,017
-11% -$20.5K
VOOG icon
1759
Vanguard S&P 500 Growth ETF
VOOG
$27.4B
$137K ﹤0.01%
8,472
– –
HVPW
1760
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$137K ﹤0.01%
6,550
+1,500
+30% +$32.8K
NEA icon
1761
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$136K ﹤0.01%
10,478
-219
-2% -$2.83K
PLAY icon
1762
Dave & Buster's
PLAY
$361M
$136K ﹤0.01%
3,572
+200
+6% +$7.61K
ARP
1763
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$136K ﹤0.01%
48,624
-1,230
-2% -$4.7K
ASRT
1764
DELISTED
Assertio
ASRT
$135K ﹤0.01%
119
-8
-6% -$13.7K
CXH
1765
DELISTED
MFS Investment Grade Municipal Trust
CXH
$135K ﹤0.01%
13,830
+143
+1% +$1.37K
EFZ icon
1766
ProShares Trust Short MSCI EAFE
EFZ
$9.96M
$135K ﹤0.01%
+1,935
New +$127K
FREL icon
1767
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
$135K ﹤0.01%
6,312
+2,716
+76% +$59.6K
INDA icon
1768
iShares MSCI India ETF
INDA
$6.58B
$135K ﹤0.01%
4,737
+1,609
+51% +$47.3K
TLTE icon
1769
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$352M
$135K ﹤0.01%
3,226
+2,096
+185% +$95K
KST
1770
DELISTED
Deutsche Strategic Income Trust
KST
$135K ﹤0.01%
13,136
+4,601
+54% +$49.5K
TCF
1771
DELISTED
TCF Financial Corporation
TCF
$135K ﹤0.01%
8,922
+159
+2% +$2.53K
CACI icon
1772
CACI
CACI
$15B
$134K ﹤0.01%
1,807
-16
-0.9% -$1.27K
HFWA icon
1773
Heritage Financial
HFWA
$1.22B
$134K ﹤0.01%
7,146
+2,559
+56% +$46.3K
NCLH icon
1774
Norwegian Cruise Line
NCLH
$8.69B
$134K ﹤0.01%
2,341
-1,002
-30% -$59K
NRK icon
1775
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$134K ﹤0.01%
10,655
– –
69 70
71
72 73

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.