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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHI icon
1751
D.R. Horton
DHI
$41.9B
$63K ﹤0.01%
2,861
-149
-5% -$2.88K
IDCC icon
1752
InterDigital
IDCC
$8.88B
$63K ﹤0.01%
2,150
– –
NEA icon
1753
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.42B
$63K ﹤0.01%
5,252
-4,841
-48% -$58.8K
SKM icon
1754
SK Telecom
SKM
$14.1B
$63K ﹤0.01%
1,599
+114
+8% +$4.5K
VSAT icon
1755
Viasat
VSAT
$11.4B
$63K ﹤0.01%
1,000
– –
WES icon
1756
Western Midstream Partners
WES
$20B
$63K ﹤0.01%
1,600
– –
WSBC icon
1757
WesBanco
WSBC
$4.1B
$63K ﹤0.01%
1,970
– –
NAV
1758
DELISTED
Navistar International
NAV
$63K ﹤0.01%
1,640
– –
EIV
1759
DELISTED
Eaton Vance Municipal Bond Fund II
EIV
$63K ﹤0.01%
5,701
– –
BF.B icon
1760
Brown-Forman Class B
BF.B
$12.9B
$62K ﹤0.01%
2,575
+1,562
+154% +$36.7K
CUT icon
1761
Invesco MSCI Global Timber ETF
CUT
$33.5M
$62K ﹤0.01%
2,387
+150
+7% +$3.77K
EUFN icon
1762
iShares MSCI Europe Financials ETF
EUFN
$4.3B
$62K ﹤0.01%
2,467
+164
+7% +$3.93K
FLC
1763
Flaherty & Crumrine Total Return Fund
FLC
$176M
$62K ﹤0.01%
3,356
– –
IDLV icon
1764
Invesco S&P International Developed Low Volatility ETF
IDLV
$343M
$62K ﹤0.01%
1,958
-74
-4% -$2.31K
TUR icon
1765
iShares MSCI Turkey ETF
TUR
$220M
$62K ﹤0.01%
1,300
-262
-17% -$14.5K
KOL
1766
DELISTED
VanEck Vectors Coal ETF
KOL
$62K ﹤0.01%
321
+38
+13% +$7.52K
CTWS
1767
DELISTED
Connecticut Water Service Inc
CTWS
$62K ﹤0.01%
1,742
-191
-10% -$6.32K
NGLS
1768
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$62K ﹤0.01%
1,190
-2,285
-66% -$117K
DNY
1769
DELISTED
DONNELLEY R R & SONS CO
DNY
$62K ﹤0.01%
3,110
+36
+1% +$718
ACGL icon
1770
Arch Capital
ACGL
$33.5B
$61K ﹤0.01%
3,180
– –
ALKS icon
1771
Alkermes
ALKS
$8.3B
$61K ﹤0.01%
1,507
– –
CGNX icon
1772
Cognex
CGNX
$10.4B
$61K ﹤0.01%
3,216
-174
-5% -$2.83K
DXPE icon
1773
DXP Enterprises
DXPE
$3B
$61K ﹤0.01%
531
– –
FXA icon
1774
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$61K ﹤0.01%
673
+67
+11% +$6.22K
GHM icon
1775
Graham Corp
GHM
$1.3B
$61K ﹤0.01%
1,679
+600
+56% +$22.1K
69 70
71
72 73

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.