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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAT icon
1751
Waters Corp
WAT
$40.6B
$56K ﹤0.01%
525
– –
XRT icon
1752
State Street SPDR S&P Retail ETF
XRT
$643M
$56K ﹤0.01%
1,376
+670
+95% +$27K
BCS.PRD.CL
1753
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$56K ﹤0.01%
2,200
– –
BRY
1754
DELISTED
BERRY PETROLEUM CO CL A
BRY
$56K ﹤0.01%
1,303
+629
+93% +$26.2K
KEY.PRG
1755
DELISTED
KeyCorp Pfd
KEY.PRG
$56K ﹤0.01%
450
– –
CUT icon
1756
Invesco MSCI Global Timber ETF
CUT
$33.5M
$55K ﹤0.01%
2,237
– –
FXA icon
1757
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$55K ﹤0.01%
606
-1,439
-70% -$132K
MGM icon
1758
MGM Resorts International
MGM
$11.1B
$55K ﹤0.01%
2,827
+2,147
+316% +$37.4K
MHF
1759
Western Asset Municipal High Income Fund
MHF
$153M
$55K ﹤0.01%
8,117
+42
+0.5% +$286
MYD
1760
DELISTED
BlackRock MuniYield Fund
MYD
$55K ﹤0.01%
4,100
+250
+6% +$3.36K
CCEC
1761
Capital Clean Energy Carriers
CCEC
$1.36B
$55K ﹤0.01%
878
+797
+984% +$51.5K
CASC
1762
DELISTED
Cascadian Therapeutics, Inc.
CASC
$55K ﹤0.01%
4,480
– –
UTX.PRA
1763
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$55K ﹤0.01%
850
-150
-15% -$9.53K
JSN
1764
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$55K ﹤0.01%
4,560
-5,747
-56% -$70.9K
CNQR
1765
DELISTED
CONCUR TECHNOLOGIES INC
CNQR
$55K ﹤0.01%
500
– –
ALKS icon
1766
Alkermes
ALKS
$8.3B
$54K ﹤0.01%
1,507
-5
-0.3% -$163
AWP
1767
abrdn Global Premier Properties Fund
AWP
$364M
$54K ﹤0.01%
2,474
+284
+13% +$6.18K
CAE icon
1768
CAE Inc. Common Shares
CAE
$8.47B
$54K ﹤0.01%
4,962
+354
+8% +$3.9K
CM icon
1769
Canadian Imperial Bank of Commerce
CM
$112B
$54K ﹤0.01%
1,378
+343
+33% +$12.8K
CORN icon
1770
Teucrium Corn Fund
CORN
$167M
$54K ﹤0.01%
1,600
+900
+129% +$32.5K
CRIS icon
1771
Curis
CRIS
$3.91M
$54K ﹤0.01%
6
-1
-14% -$8.08K
HBAN icon
1772
Huntington Bancshares
HBAN
$35.9B
$54K ﹤0.01%
6,489
-38,392
-86% -$324K
IPI icon
1773
Intrepid Potash
IPI
$484M
$54K ﹤0.01%
345
+165
+92% +$25.3K
KW
1774
DELISTED
Kennedy-Wilson Holdings
KW
$54K ﹤0.01%
2,911
+12
+0.4% +$218
MYN icon
1775
BlackRock MuniYield New York Quality Fund
MYN
$378M
$54K ﹤0.01%
4,338
-300
-6% -$3.72K
69 70
71
72 73

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.