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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSL icon
1726
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$83.4M
$332K ﹤0.01%
5,396
-1,409
-21% -$85.4K
GXP
1727
DELISTED
Great Plains Energy Incorporated
GXP
$332K ﹤0.01%
10,924
+117
+1% +$3.58K
EWG icon
1728
iShares MSCI Germany ETF
EWG
$1.68B
$331K ﹤0.01%
10,216
+1,167
+13% +$36.3K
OLN icon
1729
Olin
OLN
$2.17B
$331K ﹤0.01%
9,681
-5,245
-35% -$163K
BWG
1730
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$330K ﹤0.01%
24,567
+1,986
+9% +$26.8K
RAVI icon
1731
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
$329K ﹤0.01%
4,351
-349
-7% -$26.4K
TPZ
1732
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$329K ﹤0.01%
15,424
+14,724
+2,103% +$305K
IMCG icon
1733
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.13B
$328K ﹤0.01%
10,398
+6,858
+194% +$212K
EXAS
1734
DELISTED
Exact Sciences
EXAS
$327K ﹤0.01%
6,730
+3,642
+118% +$147K
INO icon
1735
Inovio Pharmaceuticals
INO
$81.5M
$327K ﹤0.01%
4,297
+157
+4% +$11.7K
DCT
1736
DELISTED
DCT Industrial Trust Inc.
DCT
$327K ﹤0.01%
5,650
-1,841
-25% -$104K
ISCB icon
1737
iShares Morningstar Small-Cap ETF
ISCB
$291M
$326K ﹤0.01%
7,824
+4,452
+132% +$178K
RHT
1738
DELISTED
Red Hat Inc
RHT
$326K ﹤0.01%
2,938
-93
-3% -$9.52K
SPCB icon
1739
SuperCom
SPCB
$68.3M
$325K ﹤0.01%
465
+3
+0.6% +$1.93K
YELL
1740
DELISTED
Yellow Corporation Common Stock
YELL
$325K ﹤0.01%
23,601
-100
-0.4% -$1.26K
PHD
1741
DELISTED
Pioneer Floating Rate Fund
PHD
$324K ﹤0.01%
27,031
-7,903
-23% -$93.8K
SPWH icon
1742
Sportsman's Warehouse
SPWH
$46.8M
$324K ﹤0.01%
72,000
+45,500
+172% +$202K
WU icon
1743
Western Union
WU
$2.21B
$323K ﹤0.01%
16,849
-2,937
-15% -$56K
AAP icon
1744
Advance Auto Parts
AAP
$3.34B
$322K ﹤0.01%
3,242
+1,144
+55% +$115K
CSR
1745
Centerspace
CSR
$931M
$322K ﹤0.01%
5,271
+1,332
+34% +$81.6K
TDTF icon
1746
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$322K ﹤0.01%
12,860
-332
-3% -$8.32K
BKN
1747
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$321K ﹤0.01%
21,445
+48
+0.2% +$730
VIOV icon
1748
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$321K ﹤0.01%
5,024
+1,150
+30% +$69.2K
XMPT icon
1749
VanEck CEF Muni Income ETF
XMPT
$220M
$320K ﹤0.01%
11,770
+817
+7% +$22.3K
AVK
1750
Advent Convertible and Income Fund
AVK
$568M
$319K ﹤0.01%
20,247
-606
-3% -$9.56K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.