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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMD
1726
Western Asset Emerging Markets Debt Fund
EMD
$610M
$208K ﹤0.01%
12,782
+344
+3% +$5.57K
EUMV
1727
DELISTED
iShares Edge MSCI Min Vol Europe ETF
EUMV
$208K ﹤0.01%
8,981
– –
MANH icon
1728
Manhattan Associates
MANH
$11.2B
$207K ﹤0.01%
3,634
+1,952
+116% +$118K
NOK icon
1729
Nokia
NOK
$59B
$207K ﹤0.01%
35,616
-6,419
-15% -$36.5K
SPXH
1730
DELISTED
Janus Velocity Volatility Hedged Large Cap ETF
SPXH
$206K ﹤0.01%
6,873
+1,077
+19% +$32.1K
AAP icon
1731
Advance Auto Parts
AAP
$3.23B
$205K ﹤0.01%
1,371
-1,234
-47% -$197K
HII icon
1732
Huntington Ingalls Industries
HII
$12.9B
$205K ﹤0.01%
1,331
+125
+10% +$20.7K
STNG icon
1733
Scorpio Tankers
STNG
$3.81B
$205K ﹤0.01%
4,420
+4,400
+22,000% +$212K
LPT
1734
DELISTED
Liberty Property Trust
LPT
$205K ﹤0.01%
5,072
+342
+7% +$13.8K
ACV
1735
Virtus Diversified Income & Convertible Fund
ACV
$287M
$204K ﹤0.01%
10,716
+9,692
+946% +$182K
IEO icon
1736
iShares US Oil & Gas Exploration & Production ETF
IEO
$589M
$204K ﹤0.01%
3,316
-78
-2% -$4.53K
UNFI icon
1737
United Natural Foods
UNFI
$2.9B
$204K ﹤0.01%
5,109
+2,965
+138% +$136K
SBY
1738
DELISTED
Silver Bay Realty Trust Corp.
SBY
$204K ﹤0.01%
11,620
+6,666
+135% +$122K
DHI icon
1739
D.R. Horton
DHI
$40.8B
$203K ﹤0.01%
6,765
-1,920
-22% -$61.6K
HYMB icon
1740
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$203K ﹤0.01%
6,872
-384
-5% -$11.4K
MNRO icon
1741
Monro
MNRO
$359M
$203K ﹤0.01%
3,320
-345
-9% -$20.9K
SPXX icon
1742
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
$203K ﹤0.01%
14,731
+67
+0.5% +$929
WST icon
1743
West Pharmaceutical
WST
$24.8B
$203K ﹤0.01%
2,735
+82
+3% +$6.51K
JHA
1744
DELISTED
Nuveen High Inc Dec 2018 Tgt Trm
JHA
$203K ﹤0.01%
19,488
– –
CLMS
1745
DELISTED
Calamos Asset Management, Inc.
CLMS
$203K ﹤0.01%
29,778
– –
INTF icon
1746
iShares International Equity Factor ETF
INTF
$3.77B
$202K ﹤0.01%
8,494
+1,746
+26% +$40.7K
DBD
1747
DELISTED
Diebold Nixdorf Incorporated
DBD
$202K ﹤0.01%
8,132
-508
-6% -$13.5K
ITC
1748
DELISTED
ITC HOLDINGS CORP
ITC
$202K ﹤0.01%
4,391
-19
-0.4% -$879
CEO
1749
DELISTED
CNOOC Limited
CEO
$202K ﹤0.01%
1,563
+54
+4% +$6.62K
ARLP icon
1750
Alliance Resource Partners
ARLP
$3.23B
$201K ﹤0.01%
9,096
-1,373
-13% -$27K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.