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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPS
1726
John Hancock Preferred Income Fund III
HPS
$459M
$144K ﹤0.01%
8,661
+44
+0.5% +$741
SNV
1727
DELISTED
Synovus
SNV
$144K ﹤0.01%
4,869
+2,800
+135% +$85.8K
TUP
1728
DELISTED
Tupperware Brands Corporation
TUP
$144K ﹤0.01%
2,905
-66
-2% -$3.7K
PFIN
1729
DELISTED
P&F Industries
PFIN
$144K ﹤0.01%
15,000
– –
FT
1730
Franklin Universal Trust
FT
$198M
$143K ﹤0.01%
24,200
– –
LNN icon
1731
Lindsay Corp
LNN
$1.17B
$143K ﹤0.01%
2,097
-21
-1% -$1.67K
PEZ icon
1732
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.4M
$143K ﹤0.01%
3,143
-422
-12% -$19.9K
ESL
1733
DELISTED
Esterline Technologies
ESL
$143K ﹤0.01%
1,986
-10
-0.5% -$851
CVRR
1734
DELISTED
CVR Refining, LP
CVRR
$143K ﹤0.01%
7,466
+1,666
+29% +$32.1K
NHI icon
1735
National Health Investors
NHI
$3.5B
$142K ﹤0.01%
2,477
+338
+16% +$20.4K
HME
1736
DELISTED
HOME PROPERTIES, INC
HME
$142K ﹤0.01%
1,906
+21
+1% +$1.55K
AEM icon
1737
Agnico Eagle Mines
AEM
$91.3B
$141K ﹤0.01%
5,570
+3
+0.1% +$73
CHRD icon
1738
Chord Energy
CHRD
$7.35B
$141K ﹤0.01%
15,363
+2,843
+23% +$29.8K
FMC icon
1739
FMC
FMC
$1.27B
$141K ﹤0.01%
4,772
+1,323
+38% +$51.3K
MNKD icon
1740
MannKind Corp
MNKD
$1.2B
$141K ﹤0.01%
8,812
-844
-9% -$17.9K
PCH
1741
DELISTED
PotlatchDeltic
PCH
$141K ﹤0.01%
4,864
-115
-2% -$3.85K
PHK
1742
PIMCO High Income Fund
PHK
$865M
$141K ﹤0.01%
18,780
-216
-1% -$1.96K
WLL
1743
DELISTED
Whiting Petroleum Corporation
WLL
$141K ﹤0.01%
31
-5
-14% -$30.9K
AME icon
1744
Ametek
AME
$58.7B
$140K ﹤0.01%
2,684
-623
-19% -$33.6K
CHW
1745
Calamos Global Dynamic Income Fund
CHW
$555M
$140K ﹤0.01%
20,067
+195
+1% +$1.55K
EWI icon
1746
iShares MSCI Italy ETF
EWI
$1.08B
$140K ﹤0.01%
4,871
+196
+4% +$5.86K
FTCS icon
1747
First Trust Capital Strength ETF
FTCS
$8.02B
$140K ﹤0.01%
3,900
+496
+15% +$18.6K
MANH icon
1748
Manhattan Associates
MANH
$11.7B
$140K ﹤0.01%
2,240
+623
+39% +$38.8K
PHD
1749
DELISTED
Pioneer Floating Rate Fund
PHD
$140K ﹤0.01%
12,337
+7,709
+167% +$88.2K
GOVI icon
1750
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$139K ﹤0.01%
4,209
-8,700
-67% -$282K
68 69
70
71 72

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.