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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCLT icon
1726
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$66K ﹤0.01%
800
-70,482
-99% -$5.84M
VECO icon
1727
Veeco
VECO
$3.28B
$66K ﹤0.01%
2,000
– –
VRE
1728
DELISTED
Veris Residential
VRE
$66K ﹤0.01%
3,088
-100
-3% -$2.1K
BRCD
1729
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$66K ﹤0.01%
7,482
-236
-3% -$1.97K
MJN
1730
DELISTED
Mead Johnson Nutrition Company
MJN
$66K ﹤0.01%
794
+57
+8% +$4.64K
BEAV
1731
DELISTED
B/E Aerospace Inc
BEAV
$66K ﹤0.01%
1,068
+70
+7% +$4.18K
SBW
1732
DELISTED
Western Asset Worldwide Income
SBW
$66K ﹤0.01%
5,450
– –
BCS.PRC
1733
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$66K ﹤0.01%
2,608
-378
-13% -$9.58K
BWA icon
1734
BorgWarner
BWA
$13.8B
$65K ﹤0.01%
1,331
+511
+62% +$23.7K
EXPD icon
1735
Expeditors International
EXPD
$24.3B
$65K ﹤0.01%
1,460
-839
-36% -$36.6K
HYLS icon
1736
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$65K ﹤0.01%
1,270
-205
-14% -$10.5K
KW
1737
DELISTED
Kennedy-Wilson Holdings
KW
$65K ﹤0.01%
2,922
+11
+0.4% +$221
RZG icon
1738
Invesco S&P SmallCap 600 Pure Growth ETF
RZG
$138M
$65K ﹤0.01%
2,454
+795
+48% +$20.1K
VSH icon
1739
Vishay Intertechnology
VSH
$5.11B
$65K ﹤0.01%
4,908
-96
-2% -$1.22K
CGRN
1740
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$65K ﹤0.01%
+251
New +$62.1K
ECOL
1741
DELISTED
US Ecology, Inc.
ECOL
$65K ﹤0.01%
1,747
+250
+17% +$8.65K
XLS
1742
DELISTED
EXELIS INC COM STK
XLS
$65K ﹤0.01%
3,665
+126
+4% +$2K
CAE icon
1743
CAE Inc. Common Shares
CAE
$8.47B
$64K ﹤0.01%
5,030
+68
+1% +$783
DLB icon
1744
Dolby
DLB
$5.84B
$64K ﹤0.01%
1,665
-10
-0.6% -$360
EPAC icon
1745
Enerpac Tool Group
EPAC
$1.89B
$64K ﹤0.01%
1,762
+54
+3% +$2.05K
KRO icon
1746
KRONOS Worldwide
KRO
$996M
$64K ﹤0.01%
3,356
+2,952
+731% +$46.6K
PTH icon
1747
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$243M
$64K ﹤0.01%
4,062
-1,497
-27% -$22.8K
RJF icon
1748
Raymond James Financial
RJF
$34.8B
$64K ﹤0.01%
1,841
+78
+4% +$2.42K
BCR
1749
DELISTED
CR Bard Inc.
BCR
$64K ﹤0.01%
477
-125
-21% -$16.5K
ATAXZ
1750
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$64K ﹤0.01%
10,233
+300
+3% +$1.88K
68 69
70
71 72

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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.