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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTIP icon
151
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$16.8M 0.14%
346,383
+86,597
+33% +$4.23M
NKE icon
152
Nike
NKE
$61.8B
$16.6M 0.14%
196,264
-31,022
-14% -$2.49M
IGSB icon
153
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$16.6M 0.14%
319,561
+68,681
+27% +$3.56M
MDY icon
154
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$15.9M 0.13%
43,240
-17,688
-29% -$6.48M
IHI icon
155
iShares US Medical Devices ETF
IHI
$3.42B
$15.8M 0.13%
416,346
+68,682
+20% +$2.44M
UNP icon
156
Union Pacific
UNP
$174B
$15.8M 0.13%
96,865
+7,309
+8% +$1.1M
GILD icon
157
Gilead Sciences
GILD
$166B
$15.7M 0.13%
203,774
-15,560
-7% -$1.18M
AMLP icon
158
Alerian MLP ETF
AMLP
$13.2B
$15.5M 0.13%
289,969
+34,477
+13% +$1.86M
CWB icon
159
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$15.4M 0.13%
285,494
-42,007
-13% -$2.25M
ICSH icon
160
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$15.3M 0.13%
305,720
+235,554
+336% +$11.8M
RTX icon
161
RTX Corp
RTX
$305B
$15.3M 0.13%
173,762
-23,282
-12% -$1.96M
ITA icon
162
iShares US Aerospace & Defense ETF
ITA
$15.1B
$15.3M 0.13%
141,100
+6,934
+5% +$713K
PGX icon
163
Invesco Preferred ETF
PGX
$3.77B
$15M 0.13%
1,048,103
+713,322
+213% +$10.4M
GSLC icon
164
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$16B
$14.9M 0.12%
253,644
+55,961
+28% +$3.22M
FVD icon
165
First Trust Value Line Dividend Fund
FVD
$8.36B
$14.9M 0.12%
470,122
+2,201
+0.5% +$69.3K
NEAR icon
166
iShares Short Maturity Bond ETF
NEAR
$4.88B
$14.8M 0.12%
295,622
+138,147
+88% +$6.93M
EEM icon
167
iShares MSCI Emerging Markets ETF
EEM
$29.8B
$14.8M 0.12%
345,151
-75,743
-18% -$3.27M
VCR icon
168
Vanguard Consumer Discretionary ETF
VCR
$6.17B
$14.8M 0.12%
81,749
+27,148
+50% +$4.79M
DE icon
169
Deere & Co
DE
$166B
$14.5M 0.12%
96,713
-5,598
-5% -$804K
DUK icon
170
Duke Energy
DUK
$95.4B
$14.2M 0.12%
177,992
-33,622
-16% -$2.72M
ABT icon
171
Abbott
ABT
$189B
$14M 0.12%
191,133
+7,701
+4% +$506K
PM icon
172
Philip Morris
PM
$292B
$14M 0.12%
171,892
-82,605
-32% -$6.78M
VDC icon
173
Vanguard Consumer Staples ETF
VDC
$7.93B
$14M 0.12%
99,632
-16,210
-14% -$2.26M
VCIT icon
174
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.6B
$13.6M 0.11%
162,913
-42,924
-21% -$3.6M
FTEC icon
175
Fidelity MSCI Information Technology Index ETF
FTEC
$21.2B
$13.5M 0.11%
224,742
+1,545
+0.7% +$90.5K
5 6
7
8 9

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.