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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
151
Bristol-Myers Squibb
BMY
$132B
$12.8M 0.14%
200,654
-13,640
-6% -$796K
DE icon
152
Deere & Co
DE
$168B
$12.8M 0.14%
101,589
-6,869
-6% -$847K
FNCL icon
153
Fidelity MSCI Financials Index ETF
FNCL
$2.4B
$12.5M 0.14%
329,800
-321
-0.1% -$11.8K
UNH icon
154
UnitedHealth
UNH
$370B
$12.5M 0.14%
63,596
+3,779
+6% +$730K
SCHX icon
155
Schwab US Large- Cap ETF
SCHX
$74.5B
$12.4M 0.13%
1,240,614
+3,984
+0.3% +$39.1K
MUB icon
156
iShares National Muni Bond ETF
MUB
$45.5B
$12.4M 0.13%
111,516
+14,612
+15% +$1.62M
NKE icon
157
Nike
NKE
$61.9B
$12.4M 0.13%
238,581
+4,596
+2% +$258K
TLT icon
158
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$12.3M 0.13%
98,859
+27,563
+39% +$3.46M
FVD icon
159
First Trust Value Line Dividend Fund
FVD
$8.41B
$12.2M 0.13%
411,667
+58,628
+17% +$1.73M
XLI icon
160
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$12.2M 0.13%
171,863
-629
-0.4% -$43.3K
VPU
161
Vanguard Utilities ETF
VPU
$8.36B
$12.2M 0.13%
104,064
+19,197
+23% +$2.27M
SCHB icon
162
Schwab US Broad Market ETF
SCHB
$44.9B
$11.8M 0.13%
1,158,852
+168,750
+17% +$1.67M
NVDA icon
163
NVIDIA
NVDA
$5.42T
$11.7M 0.13%
2,627,520
+565,240
+27% +$2.35M
CVS icon
164
CVS Health
CVS
$122B
$11.7M 0.13%
143,807
+25,201
+21% +$1.99M
VGR
165
DELISTED
Vector Group Ltd.
VGR
$11.4M 0.12%
867,116
+493,959
+132% +$6.42M
IEF icon
166
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$11.2M 0.12%
104,860
-4,348
-4% -$466K
IBB icon
167
iShares Biotechnology ETF
IBB
$9.77B
$11M 0.12%
98,709
-3,006
-3% -$321K
LLY icon
168
Eli Lilly
LLY
$1.06T
$10.9M 0.12%
127,743
-2,930
-2% -$240K
F icon
169
Ford
F
$55.7B
$10.9M 0.12%
909,326
-17,368
-2% -$196K
CNP icon
170
CenterPoint Energy
CNP
$26.8B
$10.9M 0.12%
372,810
-3,454
-0.9% -$99.7K
USB icon
171
US Bancorp
USB
$99.6B
$10.9M 0.12%
203,212
+2,736
+1% +$143K
MDY icon
172
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$10.9M 0.12%
33,307
-6,866
-17% -$2.18M
ABT icon
173
Abbott
ABT
$187B
$10.8M 0.12%
202,847
-6,509
-3% -$327K
GS icon
174
Goldman Sachs
GS
$303B
$10.7M 0.12%
45,197
+414
+0.9% +$93.4K
PGX icon
175
Invesco Preferred ETF
PGX
$3.79B
$10.7M 0.12%
712,134
+87,429
+14% +$1.32M
5 6
7
8 9

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.