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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEP icon
151
American Electric Power
AEP
$68.4B
$6.9M 0.14%
121,352
+4,315
+4% +$239K
HYEM icon
152
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$6.86M 0.14%
304,491
-36,058
-11% -$843K
EFV icon
153
iShares MSCI EAFE Value ETF
EFV
$30.2B
$6.86M 0.14%
148,137
-503
-0.3% -$25.4K
FNDA icon
154
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
$6.83M 0.14%
501,974
+102,808
+26% +$1.5M
UNP icon
155
Union Pacific
UNP
$174B
$6.81M 0.14%
77,394
+1,349
+2% +$123K
DE icon
156
Deere & Co
DE
$168B
$6.68M 0.14%
90,236
-3,527
-4% -$310K
VEU icon
157
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$6.67M 0.14%
156,357
+13,179
+9% +$608K
USB icon
158
US Bancorp
USB
$99.6B
$6.56M 0.14%
159,992
+13,213
+9% +$572K
XLP icon
159
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$6.55M 0.14%
138,684
-11,791
-8% -$573K
PKW icon
160
Invesco BuyBack Achievers ETF
PKW
$1.76B
$6.4M 0.13%
146,069
-3,004
-2% -$141K
ABBV icon
161
AbbVie
ABBV
$435B
$6.36M 0.13%
117,555
-4,234
-3% -$276K
CAT icon
162
Caterpillar
CAT
$387B
$6.3M 0.13%
96,791
-33,284
-26% -$2.55M
JNK icon
163
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$6.26M 0.13%
58,538
-126,362
-68% -$14.1M
MSM icon
164
MSC Industrial Direct
MSM
$6.86B
$6.23M 0.13%
102,016
+100,013
+4,993% +$6.82M
BKLN icon
165
Invesco Senior Loan ETF
BKLN
$6.74B
$6.08M 0.13%
263,736
-16,732
-6% -$394K
CVS icon
166
CVS Health
CVS
$122B
$6.03M 0.12%
62,441
-29,119
-32% -$3.06M
MLPX icon
167
Global X MLP & Energy Infrastructure ETF
MLPX
$3.5B
$6.02M 0.12%
148,141
+20,475
+16% +$986K
ULQ
168
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$5.99M 0.12%
119,668
+116,964
+4,326% +$5.85M
SPLV icon
169
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$5.94M 0.12%
165,006
-813
-0.5% -$30.1K
RTN
170
DELISTED
Raytheon Company
RTN
$5.9M 0.12%
54,157
-15,495
-22% -$1.62M
GSK icon
171
GSK
GSK
$106B
$5.72M 0.12%
119,346
+1,129
+1% +$58.8K
MDLZ icon
172
Mondelez International
MDLZ
$79.9B
$5.68M 0.12%
135,714
+5,614
+4% +$242K
CLX icon
173
Clorox
CLX
$12.7B
$5.66M 0.12%
49,144
+947
+2% +$106K
D icon
174
Dominion Energy
D
$59.3B
$5.66M 0.12%
80,476
-750
-0.9% -$52.7K
VDC icon
175
Vanguard Consumer Staples ETF
VDC
$7.97B
$5.66M 0.12%
46,643
+1,612
+4% +$204K
5 6
7
8 9

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.