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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIEM icon
1701
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$83M
$346K ﹤0.01%
10,877
+5,020
+86% +$158K
HYMB icon
1702
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$345K ﹤0.01%
12,096
+2,612
+28% +$74.8K
WBK
1703
DELISTED
Westpac Banking Corporation
WBK
$345K ﹤0.01%
13,713
+1,802
+15% +$45.3K
DOG
1704
ProShares Short Dow30
DOG
$86.8M
$344K ﹤0.01%
5,206
+3,206
+160% +$218K
BSJM
1705
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$344K ﹤0.01%
13,542
+872
+7% +$22.1K
CUBE icon
1706
CubeSmart
CUBE
$9.24B
$342K ﹤0.01%
13,247
+4,119
+45% +$102K
MTG icon
1707
MGIC Investment
MTG
$6.26B
$342K ﹤0.01%
27,296
+476
+2% +$5.53K
WTMF icon
1708
WisdomTree Managed Futures Strategy Fund
WTMF
$249M
$342K ﹤0.01%
8,831
+422
+5% +$16.4K
FCRD
1709
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$342K ﹤0.01%
36,680
+4,462
+14% +$43K
USFD icon
1710
US Foods
USFD
$24.2B
$341K ﹤0.01%
12,768
+379
+3% +$10.4K
NWFL icon
1711
Norwood Financial Corp
NWFL
$368M
$340K ﹤0.01%
11,143
-1
-0% -$29
AMX icon
1712
America Movil
AMX
$70.6B
$339K ﹤0.01%
19,044
-35,776
-65% -$642K
BRF icon
1713
VanEck Brazil Small-Cap ETF
BRF
$21.2M
$338K ﹤0.01%
13,711
+6,725
+96% +$154K
GNR icon
1714
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.95B
$338K ﹤0.01%
7,359
+2,574
+54% +$114K
TDTT icon
1715
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$338K ﹤0.01%
13,731
-1,759
-11% -$43.2K
TFX icon
1716
Teleflex
TFX
$6B
$338K ﹤0.01%
1,397
+142
+11% +$30.9K
ARKQ icon
1717
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.07B
$337K ﹤0.01%
10,575
+2,251
+27% +$67K
KSU
1718
DELISTED
Kansas City Southern
KSU
$337K ﹤0.01%
3,105
-416
-12% -$43.6K
IPAY icon
1719
Amplify Mobile Payments ETF
IPAY
$183M
$336K ﹤0.01%
10,291
+1,764
+21% +$55.5K
ROM icon
1720
ProShares Ultra Technology
ROM
$1.28B
$336K ﹤0.01%
35,832
-86,008
-71% -$770K
CHRW icon
1721
C.H. Robinson
CHRW
$17.1B
$335K ﹤0.01%
4,410
-1,288
-23% -$89.3K
EMF
1722
Templeton Emerging Markets Fund
EMF
$327M
$335K ﹤0.01%
20,283
+2,358
+13% +$37.9K
GNTX icon
1723
Gentex
GNTX
$5.07B
$334K ﹤0.01%
16,895
-26,299
-61% -$478K
RXL icon
1724
ProShares Ultra Health Care
RXL
$90.3M
$333K ﹤0.01%
15,588
+14,988
+2,498% +$307K
VEEV icon
1725
Veeva Systems
VEEV
$38.5B
$333K ﹤0.01%
5,898
+215
+4% +$13K
67 68
69
70 71

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.