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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSY
1701
DELISTED
Insys Therapeutics, Inc.
INSY
$150K ﹤0.01%
5,305
+3,024
+133% +$111K
BCS.PRC
1702
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$150K ﹤0.01%
5,800
-1,600
-22% -$41.6K
CPRI icon
1703
Capri Holdings
CPRI
$1.77B
$149K ﹤0.01%
3,644
-6,941
-66% -$294K
WFC.PRL icon
1704
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$149K ﹤0.01%
127
-10
-7% -$11.8K
HSBC.PRA
1705
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$149K ﹤0.01%
5,874
-491
-8% -$12.4K
BMVP icon
1706
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$107M
$148K ﹤0.01%
6,369
-990
-13% -$24.5K
MUNI icon
1707
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$148K ﹤0.01%
2,780
+1,292
+87% +$68.5K
SIL icon
1708
Global X Silver Miners ETF NEW
SIL
$4.75B
$148K ﹤0.01%
7,631
-66
-0.9% -$1.37K
TRIP icon
1709
TripAdvisor
TRIP
$1.29B
$148K ﹤0.01%
2,310
+95
+4% +$7.19K
UTHR icon
1710
United Therapeutics
UTHR
$21.5B
$148K ﹤0.01%
1,133
-132
-10% -$21.2K
CNCE
1711
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$148K ﹤0.01%
7,905
+7,195
+1,013% +$122K
GTU
1712
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$148K ﹤0.01%
3,739
+300
+9% +$11.7K
CBOE icon
1713
Cboe Global Markets
CBOE
$30.6B
$147K ﹤0.01%
2,212
-204
-8% -$12.9K
HLT icon
1714
Hilton Worldwide
HLT
$72.2B
$147K ﹤0.01%
2,134
-156
-7% -$12.1K
VAL
1715
DELISTED
Valspar
VAL
$147K ﹤0.01%
2,034
-166
-8% -$13K
SHPG
1716
DELISTED
Shire pic
SHPG
$147K ﹤0.01%
715
+182
+34% +$43.3K
FENY icon
1717
Fidelity MSCI Energy Index ETF
FENY
$2.06B
$146K ﹤0.01%
8,386
-1,340,064
-99% -$25.7M
GUNR icon
1718
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7B
$146K ﹤0.01%
6,223
– –
NOK icon
1719
Nokia
NOK
$59B
$146K ﹤0.01%
21,749
+3,293
+18% +$21.6K
CRH icon
1720
CRH
CRH
$65B
$145K ﹤0.01%
5,468
-1,041
-16% -$30.1K
RCI icon
1721
Rogers Communications
RCI
$19.7B
$145K ﹤0.01%
4,203
-2,276
-35% -$78.3K
XPH icon
1722
State Street SPDR S&P Pharmaceuticals ETF
XPH
$511M
$145K ﹤0.01%
3,090
+232
+8% +$14K
BEAV
1723
DELISTED
B/E Aerospace Inc
BEAV
$145K ﹤0.01%
3,285
-218
-6% -$10.9K
AGCO icon
1724
AGCO
AGCO
$6.96B
$144K ﹤0.01%
3,111
-784
-20% -$40.1K
CLNE icon
1725
Clean Energy Fuels
CLNE
$395M
$144K ﹤0.01%
31,894
-1,367
-4% -$7.09K
67 68
69
70 71

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.