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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITT icon
1701
ITT
ITT
$19.4B
$68K ﹤0.01%
1,566
-139
-8% -$5.53K
LXU icon
1702
LSB Industries
LXU
$711M
$68K ﹤0.01%
2,167
– –
MUA icon
1703
BlackRock MuniAssets Fund
MUA
$527M
$68K ﹤0.01%
5,857
-1,759
-23% -$20.5K
DBD
1704
DELISTED
Diebold Nixdorf Incorporated
DBD
$68K ﹤0.01%
2,070
-447
-18% -$13.9K
MBTF
1705
DELISTED
MBT Financial Corporation
MBTF
$68K ﹤0.01%
16,000
– –
SWC
1706
DELISTED
Stillwater Mining Co
SWC
$68K ﹤0.01%
5,510
-90
-2% -$1.01K
CSC
1707
DELISTED
Computer Sciences
CSC
$68K ﹤0.01%
2,883
+225
+8% +$4.99K
CTP
1708
DELISTED
CTPARTNERS EXECUTIVE SEARCH INC (DE)
CTP
$68K ﹤0.01%
12,083
– –
FRX
1709
DELISTED
FOREST LABORATORIES INC
FRX
$68K ﹤0.01%
1,143
-78
-6% -$3.93K
RHT
1710
DELISTED
Red Hat Inc
RHT
$68K ﹤0.01%
1,221
+805
+194% +$37.3K
AAP icon
1711
Advance Auto Parts
AAP
$3.46B
$67K ﹤0.01%
608
+367
+152% +$36.4K
DPG
1712
Duff & Phelps Utility and Infrastructure Fund
DPG
$531M
$67K ﹤0.01%
3,500
– –
EBF icon
1713
Ennis
EBF
$559M
$67K ﹤0.01%
3,803
+3,800
+126,667% +$67.7K
IDX icon
1714
VanEck Indonesia Index ETF
IDX
$36.1M
$67K ﹤0.01%
3,128
-457
-13% -$10.5K
INN
1715
Summit Hotel Properties
INN
$656M
$67K ﹤0.01%
7,463
+13
+0.2% +$117
ACH
1716
Accendra Health
ACH
$84.6M
$67K ﹤0.01%
1,821
+1,142
+168% +$41.9K
THD icon
1717
iShares MSCI Thailand ETF
THD
$354M
$67K ﹤0.01%
969
-207
-18% -$15.6K
VIOV icon
1718
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$67K ﹤0.01%
1,400
– –
JSN
1719
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$67K ﹤0.01%
5,266
+706
+15% +$8.71K
OIL
1720
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$67K ﹤0.01%
2,914
+368
+14% +$8.46K
ASB icon
1721
Associated Banc-Corp
ASB
$6.07B
$66K ﹤0.01%
3,821
+30
+0.8% +$500
DFE icon
1722
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$66K ﹤0.01%
1,132
+1,002
+771% +$53.8K
LXP icon
1723
LXP Industrial Trust
LXP
$3.58B
$66K ﹤0.01%
1,296
+597
+85% +$32.5K
TLH icon
1724
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$66K ﹤0.01%
541
-191
-26% -$23.7K
TMUS icon
1725
T-Mobile US
TMUS
$197B
$66K ﹤0.01%
1,950
-1,300
-40% -$35.6K
67 68
69
70 71

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.