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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$9.22B
AUM Growth
+$705M
Cap. Flow
+$413M
Cap. Flow %
4.48%
Top 10 Hldgs %
13.91%
Holding
5,258
New
224
Increased
2,330
Reduced
1,645
Closed
188

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$36.3M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$32.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$26.6M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$23.9M
5
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$23.5M

Top Sells

Rank Stock Value
1
GNMA icon
iShares GNMA Bond ETF
GNMA
+$46.5M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$40.8M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$24.3M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$23.1M
5
RAI
Reynolds American Inc
RAI
+$22.9M

Sector Composition

Rank Sector Weight
1 Financials 5.97%
2 Technology 5.68%
3 Industrials 4.89%
4 Healthcare 4.05%
5 Consumer Staples 3.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANIK icon
1676
Anika Therapeutics
ANIK
$279M
$359K ﹤0.01%
6,194
+4,993
+416% +$261K
MUA icon
1677
BlackRock MuniAssets Fund
MUA
$521M
$359K ﹤0.01%
23,771
+1,443
+6% +$21.9K
XEC
1678
DELISTED
CIMAREX ENERGY CO
XEC
$359K ﹤0.01%
3,160
+1,977
+167% +$197K
ARE icon
1679
Alexandria Real Estate Equities
ARE
$8.31B
$358K ﹤0.01%
3,016
+2,007
+199% +$241K
EDC icon
1680
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$160M
$358K ﹤0.01%
3,387
-248
-7% -$25.2K
KSA icon
1681
iShares MSCI Saudi Arabia ETF
KSA
$624M
$358K ﹤0.01%
13,700
– –
GAB icon
1682
Gabelli Equity Trust
GAB
$1.8B
$356K ﹤0.01%
56,388
+8,884
+19% +$54.2K
MMD
1683
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$355K ﹤0.01%
17,688
-743
-4% -$14.9K
CII icon
1684
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$354K ﹤0.01%
22,691
+2,048
+10% +$31.1K
CM icon
1685
Canadian Imperial Bank of Commerce
CM
$109B
$354K ﹤0.01%
8,090
+406
+5% +$17.4K
FLRT icon
1686
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$670M
$354K ﹤0.01%
7,206
-751
-9% -$37.1K
GT icon
1687
Goodyear
GT
$1.76B
$354K ﹤0.01%
10,652
+426
+4% +$13.8K
JTD
1688
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$354K ﹤0.01%
21,009
+3,824
+22% +$62.3K
CNOB icon
1689
Center Bancorp
CNOB
$1.78B
$353K ﹤0.01%
14,347
+731
+5% +$16.6K
AXON
1690
Axon Enterprise
AXON
$50.3B
$351K ﹤0.01%
15,483
+1,120
+8% +$26.2K
CAFD
1691
DELISTED
8point3 Energy Partners LP
CAFD
$351K ﹤0.01%
23,357
+11,112
+91% +$161K
NYRT
1692
DELISTED
New York REIT, Inc.
NYRT
$350K ﹤0.01%
4,448
-4,061
-48% -$337K
IVOV icon
1693
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$349K ﹤0.01%
5,972
+746
+14% +$42.3K
VTWG icon
1694
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$349K ﹤0.01%
2,683
-2,969
-53% -$366K
CMBS icon
1695
iShares CMBS ETF
CMBS
$472M
$348K ﹤0.01%
6,749
-5,527
-45% -$286K
WLL
1696
DELISTED
Whiting Petroleum Corporation
WLL
$348K ﹤0.01%
212
-11
-5% -$16.2K
ESS icon
1697
Essex Property Trust
ESS
$18.2B
$347K ﹤0.01%
1,364
-31
-2% -$8.1K
LPX icon
1698
Louisiana-Pacific
LPX
$5.32B
$347K ﹤0.01%
12,804
+1,176
+10% +$30K
USIG icon
1699
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$347K ﹤0.01%
6,176
-7,890
-56% -$442K
DISH
1700
DELISTED
DISH Network Corp.
DISH
$347K ﹤0.01%
6,402
-954
-13% -$56.4K
66 67
68
69 70

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Ladenburg Thalmann Financial Services held 5,258 positions worth $9.22B, up 8.3% from $8.51B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $413M of net new capital in Q3 2017, opening 224 new positions and adding to 2,330 existing holdings. Its largest new stake was C&F Financial: 67,094 shares worth $3.69M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares GNMA Bond ETF, an estimated $46.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2017 buy was C&F Financial: 67,094 shares worth $3.69M.
  • Ladenburg Thalmann Financial Services added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2017, an estimated $36.3M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2017 reduction was iShares GNMA Bond ETF, cutting an estimated $46.5M.
  • Ladenburg Thalmann Financial Services fully exited Reynolds American Inc in Q3 2017, selling an estimated $22.9M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $9.22B portfolio in Q3 2017.
  • Ladenburg Thalmann Financial Services opened 224 new positions and closed 188 in Q3 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 8.3% quarter-over-quarter to $9.22B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2017, filed 15 Nov 2017.