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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.39%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.68B
AUM Growth
+$415M
Cap. Flow
+$257M
Cap. Flow %
3.85%
Top 10 Hldgs %
13.36%
Holding
5,148
New
230
Increased
2,091
Reduced
1,537
Closed
230

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$65.5M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$39.8M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$39.7M
4
IWN icon
iShares Russell 2000 Value ETF
IWN
+$38.9M
5
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$18.5M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$72.2M
2
HDV
iShares Core High Dividend ETF
HDV
+$37.9M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$19.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$19M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$18.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.3%
2 Financials 5.29%
3 Technology 5.07%
4 Industrials 5.07%
5 Healthcare 4.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALXN
1676
DELISTED
Alexion Pharmaceuticals
ALXN
$227K ﹤0.01%
1,824
+436
+31% +$56.1K
HMC icon
1677
Honda
HMC
$40.5B
$226K ﹤0.01%
7,770
-324
-4% -$9.27K
TFX icon
1678
Teleflex
TFX
$5.82B
$226K ﹤0.01%
1,353
+668
+98% +$120K
FHY
1679
DELISTED
First Trust Strategic High
FHY
$226K ﹤0.01%
18,312
+148
+0.8% +$1.8K
PKG icon
1680
Packaging Corp of America
PKG
$22.9B
$225K ﹤0.01%
2,803
+859
+44% +$65.6K
SJI
1681
DELISTED
South Jersey Industries, Inc.
SJI
$225K ﹤0.01%
7,635
+4,989
+189% +$153K
PBCT
1682
DELISTED
People's United Financial Inc
PBCT
$225K ﹤0.01%
14,206
+1,464
+11% +$22.7K
EV
1683
DELISTED
Eaton Vance Corp.
EV
$225K ﹤0.01%
5,767
+2,648
+85% +$101K
BWLD
1684
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$225K ﹤0.01%
1,592
-159
-9% -$24.7K
BKN
1685
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$224K ﹤0.01%
13,143
+4,573
+53% +$79.6K
BLW icon
1686
BlackRock Limited Duration Income Trust
BLW
$508M
$224K ﹤0.01%
14,398
-170
-1% -$2.64K
POR icon
1687
Portland General Electric
POR
$5.92B
$224K ﹤0.01%
5,279
-38
-0.7% -$1.65K
BSCL
1688
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$223K ﹤0.01%
10,348
+140
+1% +$3.02K
VRTX icon
1689
Vertex Pharmaceuticals
VRTX
$131B
$222K ﹤0.01%
2,547
-35
-1% -$3.31K
GGP
1690
DELISTED
GGP Inc.
GGP
$222K ﹤0.01%
8,105
+146
+2% +$4.36K
AMG icon
1691
Affiliated Managers Group
AMG
$9.7B
$221K ﹤0.01%
1,512
+316
+26% +$45.2K
IMAX icon
1692
IMAX
IMAX
$2.92B
$221K ﹤0.01%
7,640
+372
+5% +$11.3K
PCH
1693
DELISTED
PotlatchDeltic
PCH
$221K ﹤0.01%
5,679
+360
+7% +$13.5K
USRT icon
1694
iShares Core US REIT ETF
USRT
$4.63B
$221K ﹤0.01%
4,363
-600
-12% -$31.1K
COLM icon
1695
Columbia Sportswear
COLM
$2.96B
$220K ﹤0.01%
3,876
+600
+18% +$34.2K
CSR
1696
Centerspace
CSR
$939M
$220K ﹤0.01%
3,698
-159
-4% -$10.1K
OIA icon
1697
Invesco Municipal Income Opportunities Trust
OIA
$292M
$220K ﹤0.01%
26,562
– –
DTRE icon
1698
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$219K ﹤0.01%
4,747
-55
-1% -$2.57K
OVV icon
1699
Ovintiv
OVV
$17.2B
$219K ﹤0.01%
4,149
+1,333
+47% +$59.8K
PAI
1700
Western Asset Investment Grade Income Fund
PAI
$114M
$219K ﹤0.01%
14,231
– –
66 67
68
69 70

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Ladenburg Thalmann Financial Services held 5,148 positions worth $6.68B, up 6.6% from $6.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $257M of net new capital in Q3 2016, opening 230 new positions and adding to 2,091 existing holdings. Its largest new stake was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.

By sector, the portfolio is most concentrated in Consumer Staples at 5.3% of assets, down from 5.6% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was iShares Russell Mid-Cap Value ETF, an estimated $72.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2016 buy was Nuveen High Income December 2019 Target Term Fund: 83,175 shares worth $849K.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q3 2016, an estimated $65.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2016 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $72.2M.
  • Ladenburg Thalmann Financial Services fully exited EMC CORPORATION in Q3 2016, selling an estimated $1.46M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $6.68B portfolio in Q3 2016.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 230 in Q3 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 6.6% quarter-over-quarter to $6.68B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2016, filed 14 Nov 2016.