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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-6.18%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.85B
AUM Growth
-$562M
Cap. Flow
-$175M
Cap. Flow %
-3.61%
Top 10 Hldgs %
13.92%
Holding
5,011
New
208
Increased
1,785
Reduced
1,765
Closed
239

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$56.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$41.9M
3
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$18.9M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$15.4M

Top Sells

Rank Stock Value
1
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$42.6M
2
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$28.5M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$25.7M
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$22.4M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$21.5M

Sector Composition

Rank Sector Weight
1 Financials 5.76%
2 Technology 5.43%
3 Industrials 5.06%
4 Consumer Staples 4.97%
5 Healthcare 4.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMG icon
1676
Affiliated Managers Group
AMG
$9.7B
$154K ﹤0.01%
901
+83
+10% +$16.3K
DOX icon
1677
Amdocs
DOX
$6.23B
$154K ﹤0.01%
2,700
+461
+21% +$26.4K
EPC icon
1678
Edgewell Personal Care
EPC
$1.31B
$154K ﹤0.01%
1,887
-960
-34% -$86.9K
FTI icon
1679
TechnipFMC
FTI
$30.1B
$154K ﹤0.01%
6,778
-40,691
-86% -$1.02M
TIF
1680
DELISTED
Tiffany & Co.
TIF
$154K ﹤0.01%
1,993
-180
-8% -$15.7K
BLE
1681
DELISTED
BlackRock Municipal Income Trust II
BLE
$153K ﹤0.01%
10,533
+165
+2% +$2.36K
BUI icon
1682
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$732M
$153K ﹤0.01%
9,392
+21
+0.2% +$374
EVV
1683
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$153K ﹤0.01%
12,059
+1,712
+17% +$22.8K
FAB icon
1684
First Trust Multi Cap Value AlphaDEX Fund
FAB
$178M
$153K ﹤0.01%
3,765
– –
MTW icon
1685
Manitowoc
MTW
$753M
$153K ﹤0.01%
11,209
-390
-3% -$6.02K
TGNA
1686
DELISTED
TEGNA Inc
TGNA
$153K ﹤0.01%
10,650
-4,891
-31% -$82.9K
RENX
1687
DELISTED
RELX N.V.
RENX
$153K ﹤0.01%
9,338
+9,086
+3,606% +$144K
MLPN
1688
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$153K ﹤0.01%
7,462
-1,767
-19% -$44.1K
NCV
1689
Virtus Convertible & Income Fund
NCV
$390M
$152K ﹤0.01%
6,473
+286
+5% +$8.2K
PIZ icon
1690
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$745M
$152K ﹤0.01%
6,730
-128
-2% -$3.01K
WST icon
1691
West Pharmaceutical
WST
$24.4B
$152K ﹤0.01%
2,801
-70
-2% -$4.08K
ATHX
1692
DELISTED
Athersys, Inc. Common Stock
ATHX
$152K ﹤0.01%
5,521
+80
+1% +$2.35K
EMBJ
1693
Embraer S.A. ADS
EMBJ
$13.2B
$151K ﹤0.01%
5,900
-496
-8% -$13.5K
UDR icon
1694
UDR
UDR
$12.2B
$151K ﹤0.01%
4,415
-29
-0.7% -$967
WIP icon
1695
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$151K ﹤0.01%
2,909
-419
-13% -$22.3K
VMW
1696
DELISTED
VMware, Inc
VMW
$151K ﹤0.01%
1,923
+183
+11% +$15.2K
PF
1697
DELISTED
Pinnacle Foods, Inc.
PF
$151K ﹤0.01%
3,660
-102
-3% -$4.61K
JKHY icon
1698
Jack Henry & Associates
JKHY
$11.1B
$150K ﹤0.01%
2,147
-11,248
-84% -$774K
VGLT icon
1699
Vanguard Long-Term Treasury ETF
VGLT
$10.4B
$150K ﹤0.01%
1,955
-28,898
-94% -$2.17M
VIOV icon
1700
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.91B
$150K ﹤0.01%
3,334
+148
+5% +$7.13K
66 67
68
69 70

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Ladenburg Thalmann Financial Services held 5,011 positions worth $4.85B, down 10% from $5.41B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services withdrew a net $175M in Q3 2015, closing 239 positions and reducing 1,765 holdings. Its most notable exit was KRAFT FOODS GROUP INC COM STK (VA), an estimated $8.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Ladenburg Thalmann Financial Services opened a new position in Kraft Heinz worth $7.29M.

  • Ladenburg Thalmann Financial Services's largest Q3 2015 buy was Kraft Heinz: 103,306 shares worth $7.29M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2015, an estimated $56.4M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2015 reduction was Fidelity MSCI Financials Index ETF, cutting an estimated $42.6M.
  • Ladenburg Thalmann Financial Services fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $8.7M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.85B portfolio in Q3 2015.
  • Ladenburg Thalmann Financial Services opened 208 new positions and closed 239 in Q3 2015.
  • Ladenburg Thalmann Financial Services's portfolio value fell 10% quarter-over-quarter to $4.85B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2015, filed 16 Nov 2015.