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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDIV icon
1676
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$139K ﹤0.01%
5,015
+1,386
+38% +$37.7K
AVT icon
1677
Avnet
AVT
$7.87B
$138K ﹤0.01%
3,189
+514
+19% +$21.8K
GLAD icon
1678
Gladstone Capital
GLAD
$452M
$138K ﹤0.01%
8,371
+218
+3% +$3.87K
SON icon
1679
Sonoco
SON
$5.77B
$138K ﹤0.01%
3,137
+1,961
+167% +$81.1K
NTRI
1680
DELISTED
NutriSystem, Inc.
NTRI
$138K ﹤0.01%
7,037
-138
-2% -$2.45K
HIX
1681
Western Asset High Income Fund II
HIX
$357M
$137K ﹤0.01%
16,458
-9,178
-36% -$78.3K
PRI icon
1682
Primerica
PRI
$9.62B
$137K ﹤0.01%
2,530
+940
+59% +$47.9K
HCF
1683
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$137K ﹤0.01%
12,151
+4,460
+58% +$50.3K
AIA icon
1684
iShares Asia 50 ETF
AIA
$5.07B
$136K ﹤0.01%
2,886
+4
+0.1% +$188
KIE icon
1685
State Street SPDR S&P Insurance ETF
KIE
$681M
$136K ﹤0.01%
6,150
+2,700
+78% +$58.5K
STIP icon
1686
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$136K ﹤0.01%
1,371
+434
+46% +$43.5K
SFG
1687
DELISTED
STANCORP FINL GRP
SFG
$136K ﹤0.01%
1,957
+1,619
+479% +$108K
EPRO
1688
DELISTED
AdvisorShares EquityPro ETF
EPRO
$136K ﹤0.01%
4,495
– –
NVDA icon
1689
NVIDIA
NVDA
$5.46T
$135K ﹤0.01%
268,320
+92,360
+52% +$45K
HA
1690
DELISTED
Hawaiian Holdings, Inc.
HA
$135K ﹤0.01%
5,199
+4,999
+2,500% +$94.3K
CLW icon
1691
Clearwater Paper
CLW
$354M
$134K ﹤0.01%
1,947
+1,197
+160% +$79.7K
DBP icon
1692
Invesco DB Precious Metals Fund
DBP
$256M
$134K ﹤0.01%
3,652
-22,353
-86% -$838K
SILC icon
1693
Silicom
SILC
$258M
$134K ﹤0.01%
3,800
+3,000
+375% +$100K
XTN icon
1694
State Street SPDR S&P Transportation ETF
XTN
$398M
$134K ﹤0.01%
2,484
+1,754
+240% +$87.4K
RJA
1695
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$134K ﹤0.01%
18,185
-1,047
-5% -$7.71K
BMR
1696
DELISTED
BIOMED REALTY TRUST INC
BMR
$134K ﹤0.01%
6,240
+2,276
+57% +$48.5K
PDLI
1697
DELISTED
PDL BioPharma, Inc.
PDLI
$134K ﹤0.01%
17,395
+5,446
+46% +$43.1K
BRFS
1698
DELISTED
BRF SA
BRFS
$133K ﹤0.01%
5,677
-50,014
-90% -$1.22M
ECON icon
1699
Columbia Emerging Markets Consumer ETF
ECON
$313M
$133K ﹤0.01%
5,277
+104
+2% +$2.73K
EHC icon
1700
Encompass Health
EHC
$12.2B
$133K ﹤0.01%
4,266
-9
-0.2% -$281
66 67
68
69 70

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.