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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMB icon
1676
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.37B
$71K ﹤0.01%
2,800
-6,000
-68% -$155K
PDT
1677
John Hancock Premium Dividend Fund
PDT
$628M
$71K ﹤0.01%
6,157
+3,225
+110% +$38.6K
VOOV icon
1678
Vanguard S&P 500 Value ETF
VOOV
$6.8B
$71K ﹤0.01%
870
– –
NUM
1679
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$71K ﹤0.01%
5,700
– –
TW
1680
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
$71K ﹤0.01%
555
-4,724
-89% -$549K
RNDY
1681
DELISTED
ROUNDYS INC COM STK
RNDY
$71K ﹤0.01%
7,200
– –
EWW icon
1682
iShares MSCI Mexico ETF
EWW
$1.87B
$70K ﹤0.01%
1,029
-16
-2% -$1.05K
KIM icon
1683
Kimco Realty
KIM
$16.4B
$70K ﹤0.01%
3,522
+128
+4% +$2.65K
MD icon
1684
Pediatrix Medical
MD
$2.14B
$70K ﹤0.01%
1,306
-158
-11% -$8.48K
PUK icon
1685
Prudential
PUK
$34.5B
$70K ﹤0.01%
1,617
-105
-6% -$4.17K
PDCO
1686
DELISTED
Patterson Companies, Inc.
PDCO
$70K ﹤0.01%
1,707
-176
-9% -$7.3K
CLR
1687
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$70K ﹤0.01%
1,248
-11,062
-90% -$619K
TECD
1688
DELISTED
Tech Data Corp
TECD
$70K ﹤0.01%
1,353
+1,250
+1,214% +$64K
GDV icon
1689
Gabelli Dividend & Income Trust
GDV
$2.7B
$69K ﹤0.01%
3,323
– –
HMC icon
1690
Honda
HMC
$40.5B
$69K ﹤0.01%
1,665
-264
-14% -$10.7K
KLIC icon
1691
Kulicke & Soffa
KLIC
$5.01B
$69K ﹤0.01%
5,199
-800
-13% -$10K
MDYV icon
1692
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.89B
$69K ﹤0.01%
1,752
+1,146
+189% +$43.9K
NMM icon
1693
Navios Maritime Partners
NMM
$2.31B
$69K ﹤0.01%
241
-201
-45% -$49.3K
OI icon
1694
O-I Glass
OI
$1.05B
$69K ﹤0.01%
1,969
– –
AMOV
1695
DELISTED
America Movil SAB de CV
AMOV
$69K ﹤0.01%
3,148
– –
BMTC
1696
DELISTED
Bryn Mawr Bank Corp
BMTC
$69K ﹤0.01%
2,300
– –
COW
1697
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$69K ﹤0.01%
2,549
+218
+9% +$6.03K
CTRX
1698
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$69K ﹤0.01%
1,471
-227
-13% -$10.7K
CHGG icon
1699
Chegg
CHGG
$89.3M
$68K ﹤0.01%
+8,000
New +$68.5K
HCSG icon
1700
Healthcare Services Group
HCSG
$1.45B
$68K ﹤0.01%
2,452
-33
-1% -$904
66 67
68
69 70

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.